Retirado de draft avançado do livro "Philosophical Semantics: Reintegrating Theoretical Philosophy" (CSP 2018)
Chapter VI
Sketch of a Unified Theory of Truth
Das wahre Bild des Fehlers ist das indirekte Bild der Wahrheit;
das wahre Bild der Wahrheit ist der einzig wahre.
[The true picture of the error is the indirect
picture of truth; the true picture of truth is the
only true one.]
—Novalis
He who thinks the separated
to be separated and the combined to be combined has the truth, while he whose thought
is in a state contrary to that of the objects is in error.
—Aristotle
We have drawn some conclusions
from the previous chapters: the cognitive meaning of an assertoric sentence is a
semantic-cognitive rule, namely, its verifiability rule, which is the same as an
e-thought-rule, a spatio-temporally extensible proposition in the explained sense
– the primary truth-bearer. The verifier of a proposition is the fact it represents,
a complex entity constituted of tropical arrangements. Moreover, consistent with
our idea that the effective applicability of a (possible) conceptual rule in its
domain is the same as the existence of
a trope or a cluster of tropes
able to satisfy it, we can expect that by symmetry the effective applicability of
a verifiability e-thought rule in its proper context should be the same as the existence of the fact that satisfies it. Finally, since the property of a verifiability
e-thought rule of being effectively applicable was devised as the reason we call it true, it seems that the existence of the fact it refers to should be the same as its truth.
This is a strange conclusion.
Moreover, this conclusion seems at odds with
another view, namely, the correspondence or adequation theory of truth, according
to which the truth of an e-thought-rule (of a proposition) is its correspondence with a fact and not the existence of the
fact referred to by it. This is somewhat disturbing, for as already noted we have
the best methodological reasons for defending truth as correspondence. This theory
expresses a modest (even lexicalized) commonsensical view with a long tradition.
Historically, it has been the standard truth-theory from Plato to the nineteenth
century, and even nowadays most theorists are inclined to accept it. Notwithstanding,
existence and truth, as, respectively, the effective applicability of a verifiability
rule and the correspondence with a fact, do not seem to have much in common.
Nonetheless, I believe to have found a way
to overcome the difficulty. The solution consists in remembering that, as dictionaries
show, the word ‘truth’ has two very distinct main bearers in natural language (Cf. Ch. IV, sec. 31). Indeed, among a variety
of irrelevant senses, dictionaries almost always distinguish clearly between two
common attributions of truth:
(a) thought-truth, which is the ‘truth of a thought
in conformity with things being as we believe they are,’ (One could say, the property of an e-thought-rule of being satisfied by a corresponding fact), and
(b) fact-truth, truth as the ‘actual, real or existing thing or fact.’
Even if thought-truth is primary
and fact-truth derivative, my suggestion was that fact-truth is more properly identified
with existence – the existence or
reality of a fact, which is the same as the dispositional
higher-order property of a fact of having its own verifiability rule
effectively applicable to itself (both things, the fact and its higher-order
property being simultaneously given). On the other hand, truth attribution in the
archetypical sense of thought-truth continues to be reserved to the metaproperty
of the actual e-thought/verifiability rule of being effectively applicable to a
fact. In this case, we see the effective applicability as the correspondence or
adequacy with a fact, which as a property of the verifiability rule must also
be a higher-order property-trope regarding the fact to which the rule is
applicable.
It is important to see that although thought-truth
and fact-truth might at first glance seem to be only two different ways to consider exactly the same thing,
there is a fundamental difference between them. Thought-truth is the truth of an e-thought-content-rule that
is considered effectively applicable to its corresponding fact. This attribution
of truth to an e-thought requires
the verifiability
rule constitutive of the e-thought to be effectively applicable to its fact, which implies the real existences
of (i) the fact, (ii) the e-thought as a verifiability rule, and (iii) at least
one cognitive being who has reasons to be aware of its applicability, while in many
cases the reason is simply its application by him. However, fact-truth – the reality
or existence of the fact – demands much less. It demands only (i): the existence
of the fact, understood as the dispositional trait of being able to have a possible verifiability e-thought rule effectively
applicable to it. It does not demand either the actual existence of the verifiability
rule or the existence of an epistemic subject able to apply this rule to it! In
a world without cognitive beings, these rules and their applicabilities would be
purely dispositional tropical properties
in the sense that if there were cognitive beings able to know the facts, they could
construct these e-thought-rules
and effectively apply them. As we have already realized (Ch. IV, sec. 35), a world
without cognitive beings would have fact-truths but no thought-truths.
Ernst Tugendhat was right in holding that correspondence
and verifiability cannot be separated (1983: 235-6) and we can now see why. It must be so because
in considering the verifiability/non-verifiability
of an e-thought-rule we need to
find a
corresponding match/mismatch between
the dependent criterial configurations demanded by the verifiability e-thought rule and the corresponding contingent arrangement
of tropes called the real fact that satisfies or does not satisfy this
demand by either having or not having the independent criterial configurations.
And this match, even if first concerning sub-facts, must at least indirectly concern
the grounding fact, since the former
are only
aspects or facets of the latter. (See Ch. IV, sec.
25-27).
Based on what we have learned thus far, the
purpose of this last chapter is to outline a correspondence analysis of truth in
sufficient detail to make it more complete and plausible than what we have seen
in philosophy until now – an analysis with the potential not only to better clarify
the distinctions we have made, but also an attempt to take some account of the problem
in its real complexity.
1. Deceptive simplicity
of correspondence
I begin by addressing the shallowest
objection against the correspondence theory of truth. It is the claim that the theory
is nothing but a trivial, empty truism. According to this widespread objection,
to say that truth is agreement with facts is a too obvious platitude to deserve
philosophical attention (Blackburn 1984, Ch. 7.1; Davidson 1969).
The illusion that feeds
this objection emerges from the fact that all too often in philosophy careful scrutiny has shown that
what initially seems to be a plain,
uncomplicated meaning conceals unexpected complexities. One impressive example of
this was the causal theory of action. Who could at first glance foresee that analysis
would show that such an apparently simple thing as the concept of human action could
involve a variety of sometimes very complex processes, like the formation of reasons
(made from desires and beliefs) producing previous intentions that at the right time produce the intention-in-action (the trying) directly causing the right bodily
movements, which should produce as final outcome the intended effects? In what follows,
I hope to convince you that the correspondence theory of truth is no exception to
this rule. The supposed simplicity of the correspondence relation is only apparent,
revealing our lack of awareness of what we really do when making truth-claims.
Methodologically, my strategy consists in reconsidering
the best insights that we have inherited on the correspondence theory and in asking
how far they can be developed and plausibly combined in order to lead us to a full-blooded
philosophical analysis of the correspondence relation. As you will see, this endeavor
ultimately requires a pragmatic investigation of the dynamic constitution of correspondence,
which in the end exposes its intrinsic relationship with verifiability, coherence,
criteria of truth and even its dependence on an adequate answer to the problem of
perception.
Consequently, in order to bring clarity to
our views, what we need is to delve more deeply into the waters of the above suggested
approach to the correspondence theory of truth.
2. Analysis of correspondence
(1): structural isomorphism
Suppose that truth in a privileged
sense is indeed correspondence (adequation, agreement, match…) between a
verifiability e-thought-content rule and the fact it represents. In this case, we
must first specify each term of this definition. We have already clarified the concept
of thought as an e-thought – an
extensible thought-content properly built upon psychological p-thought-rules, as
the archetypical truth-bearer in our discussion of Frege’s semantics (Ch. IV, sec.
34). We did this along with a detailed defense of the idea that an elementary real
fact is a cognitively independent arrangement of elements, which are tropical properties
and clusters of compresent tropes corresponding to a proper singular statement.
And as we also saw, ‘fact’ is an umbrella-term that includes actual static facts
(situations, states of affairs…) and dynamic facts (events, processes…), serving
in this way as universal truth-makers – the most proper verifiers of statements
(Ch. IV, sec. 23). What is now in need of analysis is the concept of correspondence
in its relevant sense.
The early
Wittgenstein, as is well known, insightfully defended a correspondence or adequation
theory of truth in the form of a pictorial theory of representation in his Tractatus Logico-Philosophicus (1984g, sec.
2.21). I prefer to ignore the implausible atomistic metaphysics of this work, later
rejected by him, though not its deeper insights (Cf. Stenius: 1981[1]); and one profound insight of
the Tractatus is that a fundamental condition
of representation is a pictorial relationship between the logically analyzed sentence
(Satz), expressing what he calls a thought (Gedanke),[2] and the possible fact, called a state of affairs (Sachverhalt), which can be actualized as
the real fact (called by him a Tatsache[3]), the fundamental verifier able to make
the thought true. The idea was resourcefully explored by E. G. Stenius in his important
monograph on the Tractatus (1960) and
several later articles (particularly that of 1981) by applying to it the mathematical
concept of structural isomorphism.
Applied to the correspondence view of truth,
a true thought-content must have at least structural isomorphism with a possible (conceivable) or actual
(real) fact. As I understand it, the structural isomorphism is constituted by three
conditions, which are at least partially explanatory of the idea of correspondence:
(i) A bi-univocal
relation: each semantic component of a
verifiability e-thought-content rule (or of the sentence adequately expressing it)
and each corresponding element constituting the possible or actual fact (understood
as something epistemically objective[4]) must have a biunivocal relation.
(ii) A concatenation:
the component rules of a verifiability e-thought-content rule (or of an analyzed
sentence) must be combined in the same
manner as are the elements composing the possible or actual fact.
(iii) A correlation:
a verifiability e-thought-content rule as a whole must be biunivocally related
to the possible or actual (real) fact, making it its correlate. (This condition presupposes the satisfaction of (i) and (ii),
though it goes beyond them.)
Now, a necessary condition for
the truth of an e-thought-content-rule is that it must be structurally isomorphic
with an actual fact in the world. And
a necessary condition for its falsity is that although it is structurally isomorphic
with a possible fact – that is, a conceivable
or imaginable fact – it is not structurally isomorphic with any expected contrastively
real fact. Structural isomorphism is a necessary condition, because a supposed proposition, an e-thought-content-rule,
must be at least possibly classifiable as true or false in order to have any cognitive
function and deserve its name.
Notice that we do not need to believe that
possible facts exist in some Platonic realm in order to accept the requirement of
conceivability. To conceive or imagine a possible
fact is simply a psychological phenomenon, and it is clear that we don’t need to conceive
or imagine it in all the details we would be forced to consider if it were a real-actual
fact. In other words, a true verifiability e-thought rule must be isomorphic with a fact in the world, while a false
e-thought-rule, though not isomorphic with a fact in the world, must at least be
isomorphic with a possible (conceivable, imaginable) fact, because it is by means
of this ‘projection’ that we know that in principle it could be correlated with
an actual fact in the world.
The natural way to apply this view to real
statements is to begin with singular predicative or relational statements in their
actual linguistic practices, taking the logically analyzed sense-components of their
sentences as the elements that must be biunivocally related to the elements of the
possible or actual facts. Thus, we begin with e-thought-contents expressed by singular
statements of the form Fa (ex.: ‘John
is easygoing’) or aRb (ex.: ‘John is the
father of Mary’) or Rabc (ex.: ‘John gives
Mary a flower’) or Rabcd (ex.: ‘John gives
Mary a flower to please Jane’)… In order to be true, these statements must at least satisfy the same already explained
conditions of structural isomorphism:
(i) Each component sense or semantic-cognitive rule
expressed by each nominative and predicative expression must correspond biunivocally to the respective elements constitutive
of the respective fact in the world. This fact is an arrangement made up of simple
or complex property-tropes (like being easygoing, being the father of, giving something
to someone, giving something to someone to please someone else) and tropical objects,
made up at least of tropes like those of form, solidity, mass… and possibly mental
states like feelings… all of them displaying compresence (John, Mary, Jane, the
flower…) (See Ch. IV, sec. 5)
(ii) The concatenation,
i.e., what we called a manner of connection between
the component rules of the e-thought-rule and the fact, must
be preserved. Because of the manner of connection, a sentence
with the form Fa cannot be replaced by aF (e.g., ‘John is easygoing’ cannot be replaced by ‘Easygoing is John’),
and a sentence with the form aRb cannot represent the fact represented by bRa (e.g., ‘John is the father of Mary’ cannot be replaced by ‘Mary
is the father of John’). Regarding these forms and orders of connection, they emphasize that properties are relatively dependent on
objects in the context of the facts they belong to (being easygoing depends on John’s existence, being a father
depends on the existence of John and Mary…); the concatenation can be already
read in the components. [5]
(See Ch. IV, sec. 7-9)
(iii) the whole
thought-content must be biunivocally related with its possible or actual corresponding
fact.
This view should apply even to
complex and vague expressions. Take, for instance, statements like ‘Céline had a
strange personality’ and ‘The Irish potato famine was caused by late blight.’ Insofar
as these expressed thought-content-rules can be objectively-interpersonally verified,
they are acceptable. Although it is surely not so easy to explain Céline’s strange personality or how the late blight caused the Irish potato famine,
these concepts remain open to investigation and reducible to complex associations
of tropes.
3. Analysis of correspondence
(2): categorial match
According to Stenius, sharing the
same ordered logical structure isn’t enough. He was aware of this difficulty when
he suggested that there must be what we could classify as a condition (iv), demanding
some kind of categorial match between each biunivocally related pair
of elements. Using his own words, we could say that the
components of the e-thought-rule must be indices
of the elements of the fact they biunivocally represent.
Since words like ‘categorial match’ and ‘indices’ are not very informative, one could search for
something less metaphorical. As I have already noted (Ch. IV, sec. 3), Kant wrote
about schemata. For him, a concept is
a rule able to produce figure-types or patterns (Gestalten) that
we can correlate with the objectively
given in order to recognize it. As he wrote:
The concept of dog means a rule according to which my imagination in general delineates the
figure [pattern] of a four footed animal, without being limited to any particular
figure offered by experience or by any possible image that I can represent in concreto. (1988, A 141)
Although Kant’s full exposition
of this topic is frustratingly obscure, it seems clear that it anticipates what
we have previously learned in our readings of Wittgenstein, Frege and later philosophers
(particularly Michael Dummett and Ernst Tugendhat), suggesting that we look for an answer in terms of the specifying
power of semantic-cognitive rules. Restricting ourselves to the simplest case of
the singular predicative statement, what we have is the following. First, consider
the conceptual senses expressed by singular and
general terms, namely, the identifying and ascription rules along with their
joint formation of a verifiability rule. Each of these semantic-cognitive rules
is able to establish an undetermined variety of dependent criterial configurations,
whose satisfaction is nothing but their matching
with independent or external criterial tropes or configurations of tropes (properties),
clusters of selected compresent tropes (objects), arrangements of such configurations
of tropes and such clusters (facts). Once all these dependent criterial configurations
are seen as satisfied by suitable tropical arrangements or actual facts in the appropriate
context, the verifiability rule is considered effectively applicable. Since this
rule is nothing but the e-thought, once definitely applicable this verifiability
e-thought-content rule will be called true and said to represent a fact. This shows
that Stenius’ indices, Kant’s schematized patterns, and our Wittgensteinian criteria
or criterial configurations are only increasingly detailed attempts to do the same
thing, namely, to isolate, to distinguish in their uniqueness the isomorphic elements
constitutive of the represented facts, in order to justify the applicability of
their verifiability rules.
Since these semantic-cognitive rules are also
senses in a Fregean conception
of ‘modes
of presentation,’ what we first need to add to our understanding of correspondence
as structural isomorphism are the individualizing
senses of the component expressions, that
is, the semantic-cognitive criterial rules constitutive of the verifiability e-thought
rule. As explained in Chapter IV, we typically identify the grounding fact corresponding
to the basal e-thought by means of some variable criterial aspect: a sub-fact. In
order to achieve this, what we usually do is the following. By means of the partial
structural isomorphism between the criteria demanded by the derived verifiability
e-thought rules and sub-facts as independent criteria, we usually infer the isomorphism
between the cognitive rules constitutive of the basal e-thought (e.g., an identification
rule and an ascription rule building the verifiability rule) and the grounding fact,
if the e-thought-rule is true, or merely a conceivable grounding fact, if the e-thought-rule
is false.
Furthermore, we must remember that we can make
any of these rules explicit by means of definitions
able to bring their criteria of application to the surface, as I have initially
shown using the concept of chair as an example (Ch. II, sec. 7). In the aforementioned
examples, we can do something similar. Concerning names, in examples like (1) ‘The
book is on the table,’ (2) ‘Kitty is
in the kitchen,’ and (3) ‘John
is father of Mary,’ this would be done by means of the (semantic-cognitive) criterial
definitions given by the identification rules of the nominal terms ‘the book,’ ‘the
table,’ ‘Kitty,’ ‘the kitchen,’ ‘John,’ ‘Mary’
(See Appendix Ch. I). Concerning predicative expressions in examples (1), (2) and
(3) this would be done by means of definitions of the relational predicative expressions
‘…is on…,’ ‘…is in the…,’ ‘…is the father of…’ Such definitions will also show how
the elements can or cannot be adequately concatenated one with another (the table
cannot be on the book, the kitchen cannot be in Kitty, Mary cannot be the father
of John) and, mainly, how they can be applied to the tropical elements constitutive
of the corresponding grounding fact. The condition (iv) of categorial match is also
the condition that the e-thought and its elements
can be made explicit as semantic-criterial rules able to match their proper references,
distinguishing each statement by its proper semantic content.
These explanations entitle us to suggest that
when two e-thoughts p and q display structural isomorphism and the
(semantic-cognitive) criterial rules that form the required elements of p are the same as the (semantic-cognitive)
criterial rules that form the required
elements
of q, then both e-thoughts are at
least qualitatively the same. That is,
since the cognitive verifiability rules are the same, p and q express what we may
call the same senses, the same verifiability
e-thought rules or, as we can also say, the same contents. We will return to this point later, when we arrive at the
pragmatics of the correspondence relation.
4. Analysis of correspondence
(3):
intentionality and causality
There are two additional elements that we need to consider
in order to complete our analysis of correspondence: (v) intentionality and (vi) causality.
In judging something to be true, we must be aware that we are applying a verifiability
rule to a fact, we need to have a referential
directionality that leads us from semantic-cognitive rules to the tropical criteria
that should satisfy them, from an e-thought to the real-actual
fact it aims to represent in judgment.[6] One could say that intentionality
gives to the correspondence a ‘mind-to-world direction of fit,’ defining the direction
of fit of a mental state as what John Searle would call its ‘responsibility’ to
fit an independently existing reality, that is, as its ‘mind-to-world
responsibility of fit’ (2004: 167-9). Intentionality isn’t a condition on the same level as the others. It
is added to the above explained conditions of
correspondence as something belonging to the broader structure of our consciousness,
since it requires some kind of conscious attention
on
the speaker’s side. The upshot is that correspondence restricted
to isomorphism is symmetrical, while correspondence cum intentionality is asymmetrical.
Since correspondence (as agreement, accordance, congruence, conformity, matching)
is symmetrical (if A corresponds to B, then B must correspond to A) – correspondence
can be the best word for distinguishing isomorphism, but not as well isomorphism
regarding categorical match and still less isomorphism regarding intentionality.
Less neutral words would be ‘picturing,’ ‘adjustment’ and ‘adequation,’ since these
relations are less forcefully symmetrical (if A pictures B, B does not literally
picture A, if A is adequate to B, B isn’t necessarily adequate to A…). Because of
this I will give preference to the word ‘adequation,’ meaning by it correspondence
cum intentionality.
Finally, from the opposite direction, what
we may find in the case of true e-thoughts will be (vi) a suitable causal relation by means of which an actual fact may make us recognize the
truth of its e-thought. However, it seems that in the real world the causal network
is so extremely complex that we are led to see that the causal relation we are considering
in no way needs to be a direct one. In fact, it can be very and even extremely indirect, easily misleading us to the belief that it does not exist.
Causality has a ‘world-to-mind direction of
fit’ or a ‘world-to-mind responsibility of fit’ in the sense that it is what causes
thought-content to match reality. We can speak here of the effective applicability
of its verifiability procedure and, in the case of some unintentional perceptual
indexical e-thought-rule, even of the causal transient construction of such a rule
in a given context – a rule that once constructed is intentionally applied.
5. Exemplifying adequation
For reasons of clarity, I will
consider a final example of a composite thought-content adapted from Stenius, which
allows
us to summarize what we have learned about
adequation. If someone says: ‘John (j) is the father (F) of Peter (p) and of Mary
(m), who is a violinist (V),’ the logical structure of the e-thought-content expressed
by the statement is:
1. jFp & jFm & Vm.
Assuming that we know the identification
rules for John, Peter, and Mary, and with the ascription rules of the predicates
‘…is the father of…’ and ‘…is a violinist,’ along with the semantic rule of application
of the logical operator ‘&’ (which can be provided by a truth-table), we know
that this statement might be true. In other words, we know that we can combine these
semantic-cognitive rules, applying them imaginatively in order to conceive a possible
state of affairs corresponding to the e-thought-content, giving to the statement
at least a meaning. If the statement is false, the correspondence stops here, as
a mere adequation with a possible but non-actual fact. Now, suppose that statement
(1) is true. In this case, we have the five conditions of correspondence satisfied
by a complex real fact. The satisfaction of these five conditions can be presented
at least as follows:
(i) The bi-univocal relation between each of the
non-logical and logical components rules of the composed verifying e-thought-content
rule expressed by (1) and each corresponding factual tropical element.
(ii) The same concatenation between the semantic-cognitive
rules constituting the verifiability rule of each singular e-thought-content, including
the relations of conjunction among them and among the biunivocally related elements
of the three represented elementary facts.
(iii) The bi-univocal relation between each singular
verifiability e-thought-content rule and its represented elementary fact (the same
regarding the composed e-thought-rule and composed fact).
(iv) Concerning each verifiability e-thought-content
rule, the matching (or satisfaction) of the dependent criteria formed by each component
semantic-cognitive rule (identification plus ascription rule) regarding its proper
objective correlate – a tropical criterial correlate – together with the two rules
of conjunction, assuring us the proper individuation of the rules working as meaning
unities.
(v) The intentionality (directionality) we link
to the rules, leading us to distinguish what is representing – a composite e-thought-content
rule – from what is being represented – the actual corresponding composite fact
– building a mind-to-world direction of fit.[7]
(vi) The assumption that ‘jFp & jFm & Wm’
is true because we have reasons to believe that it is, even if in some very
indirect way, causally determined by the facts, the causation having a world-to-mind
direction of fit.
As we know, for a disjunctive statement
with the form ‘jFp ∨
jFm ∨ Vm’ to be true, one
of the disjuncts, at least, must represent not only a possible fact, but also the
actual fact, by having criterial configurations
of its verifiability rule matched by the external tropical structure of its represented
fact. Finally, all false disjuncts must at least correspond to possible (conceivable
or imaginable) facts, if we want the statement as a whole to remain cognitively
meaningful.
6. Compatibility between
verification and correspondence
Against the correspondence view
of truth, there is also the objection that it
is incompatible with verificationism. The objection can be as follows: a statement can be verified in many different ways, insofar as its verifiability
rule may be satisfied by an indeterminate range of diversified sub-facts, which
are tropical arrangements acting as verifiers. By contrast, correspondence should
be a one-to-one relation: the fact
corresponding to a true proposition should be univocally related to the proposition
stated by the assertoric sentence. Consequently, it does not seem possible that
what verifies the stated proposition is a corresponding fact, as claimed by traditional
correspondence theory. (e.g., Hallett 1988: 29)
As you have probably already noted, the above argument is deeply misleading
and it only reaches its conclusion by searching for correspondence in the wrong
place. Usually, correspondence requires more than a match between an e-thought-rule
and a fact in the world. The verifiability e-thought rule might accept multiple
correlative independent criterial tropical arrangements for its application, as
it was already clear as we distinguished correspondence with sub-facts from correspondence
with the grounding fact (Ch. IV, sec. 26) and later, as we considered Wittgenstein’s
examples (See Ch. V, sec. 3, his example of the Cambridge boat race).
Correspondence is here, we can say, often a
relation between an immediately-derived verifiability
e-thought rule and its sub-fact belonging to a more encompassing relation between
a mediated-basal verifiability e-thought
rule and its grounding fact. And what interests us most here is the last case:
the correspondence between the basal verifiability e-thought rule as a typically
ramified verifiability rule and the grounding fact with its many different sub-factual
manifestations. Concerning this, the central point is that our resulting awareness
of the grounding-fact can be inferred
from the satisfaction of this or that isomorphic sub-fact, viewed as a partial independent
external criterial tropical arrangement, often the only one immediately experienced.
For instance: I say that I see the grounding fact that there is a ship in the bay, even though I can see this grounding
fact only from one side and at a certain distance, that is, by visualizing the specific
tropical arrangement constitutive of a sub-fact I already have enough criteria for
the inference of the grounding fact. Hence,
the comprehension of a grounding fact is typically indirect and inferential. Summarizing,
correspondence often occur on two different levels:
1)
Immediate-derived level: as the matching between
the dependent criterial configuration generated by some derived verifiability e-thought
rule and the independent criterial configuration formed by some tropical arrangement
constitutive of the appropriated sub-fact (e.g., ‘I see the side of a ship’).
2)
Mediated-basal level: as the match between
a basal verifiability e-thought rule with its many ramifications (i.e., encompassing
a great variety of probably true albeit non-verified e-thoughts) and the grounding
fact to which the many tropical arrangements constitutive of its derived sub-facts
very probably belong. Normally it is the satisfaction of a suitable criterial configuration by means of a sub-fact
that enables us to indirectly infer[8] the correspondence between the
basal e-thought-rule and the grounding fact (e.g., ‘I see a ship because I see the
side of the ship’).
These two levels of correspondence
work in the same way, requiring what can be called a two level structural isomorphism, first between
the derived though and the sub-fact, second between the basal thought and the grounding
fact.
In more detail, the intrinsic relation between
verification and correspondence can be explained as follows. First, concerning the
immediate-derived level of correspondence, we have a derived e-thought constituted
by its own verifiability rule that can be expressed by a sentence of the form Fa, for instance,
(a) A ship-bow is rising,
when a ship is approaching the
pier. This rule is satisfied by the sub-fact that a ship-bow is rising, which requires
the satisfaction of the criteria for an identification rule for the singular term
‘a ship-bow there,’ added by the satisfaction of the criteria for application of
the ascription rule of the predicate ‘…is rising.’ Clearly, the relation between
this derived e-thought-rule and the criterial configurations requires structural
isomorphism with the independent external criterial tropical arrangements. But in
this case and in many others, the immediate-derived level of correspondence can
ground the inference of a mediated-basal level of correspondence. In this case,
by means of the experience of sub-facts as independent criteria, we may indirectly
infer that overall a main verifiability e-thought rule with its wider divisions
corresponds to a whole grounding fact. Consider for instance the e-thought-rule
expressed by the following statement of the form Fa: ‘That ship is approaching.’ We may conclude the truth of this statement
simply by means of the already verified criterial dynamic sub-fact of the form of
a ship-bow rising up before our eyes. That is, using the identified sub-object of
a ship-bow as a criterion, we are able to infer that the identification rule for
the concrete object expressible by the singular term ‘There is a ship there’ is
applicable to the object and that based on this the ascription rule for the predicate
‘…is approaching’ applies to the property of approaching, which belongs to the same
whole object, both rules building the verifiability rule expressed by the statement
(b) That ship there is approaching.
Since this verifiability rule proves to be effectively applicable, it
can be seen to have the higher-order
property of being true, since a verifiability rule is the same as an e-thought-content.
We see that based on the awareness of the
dynamic sub-fact of a ship-bow rising we conclude that the dynamic grounding fact
of the ship approaching is also real, that there is also a correspondence
between the elements of the verifiability e-thought rule and those belonging to
the grounding fact.
This is why we can still say that a thought
expressed by p, its cognitive meaning,
corresponds to the factual content q,
even if it is a rule and its verifications are very often variable, partial and
perspectivistic, relying on sub-facts. The sub-facts and their corresponding verifiability
rules are like the branches of a tree that has a trunk, the grounding-fact, and
its corresponding basal e-thought, its verifiability rule. Having access to
some identifiable branches you can reach the tree. And a similar metaphor could
be applied to the basal thought as a trunk and the derived e-thought-rules as the
branches specularly corresponding to the first suitable external branches, the sub-facts,
the last belonging to an external grounding fact, the external trunk. We will come
back to this point in the end.
7. Formal definitions
of truth
Assuming the suggested analysis
of correspondence, we can symbolically express what could be called a formal definition
of truth, giving us the logical structure by means of which we can identify the
predicate ‘…is true’ with the predicate ‘…corresponds with a fact.’ As with the
predication of existence, the predication of truth is of a higher-order. It is a
semantically metalinguistic predicate applicable to thought-contents. We call a predicate
semantically metalinguistic when it refers
primarily to the content of the object
language, contrasting it with a syntactically
metalinguistic predicate, which refers only to the symbolic dimension of the
object language. The statement
‘“Themistocles won the battle of Salamis” is a
historical statement’
can serve as an illustration. The semantic metapredicate ‘…is
a historical statement’ refers metalinguistically primarily to the semantic content
of its object-sentence, that is, to its thought-content-rule, and by means of this,
secondarily, also to the real historical fact (acknowledging it as real). According
to this view, for any e-thought or content of belief p, to say that p
is true is the same as to say that p
adequates to an objectively real or actual factual content. We can express this
symbolically, using p to express the e-thought,
replacing the predicate expression ‘…is true’ with T and the predicative expression ‘... adequates to an actual fact’ with
A. The symbols T and A stand for semantic metapredicates belonging to a semantic metalanguage, by means of which they refer to the e-thought-content-rule
expressed by p, which can be shown by
placing p in quotation marks. Using ‘=’
to express something like a (numerical) identity, here is a first identification
of truth with adequation:
(1) T ‘p’
= A ‘p’[9]
According to this identification,
truth is the property of a thought-content expressed by a sentence p of adequating to some real-actual fact.
This formulation depends on the application
of the monadic predicates ‘...is true’ and ‘...adequates to a fact.’ However, monadic
predicates can often be unfolded into non-monadic predicates such as, for instance,
‘…is a father’ into the more specific ‘…is the father of…’
The same can be said of the predicates ‘…is true’ and ‘…adequates to a fact,’ which
can be unfolded as more complete relational predications of a semantic metalanguage
relating the thought expressed by p to the fact or factual content that q as ‘…is true for…’ and ‘…corresponds
to the fact that…’ (Cf. Künne 2003: 74).
We can also illustrate this point using an example. One could say
‘“Themistocles was the
victor at the Battle of Salamis” expresses the same historical occurrence as “The
Battle of Salamis was won by Themistocles”,’
where ‘…expresses the same historical occurrence
as…’ is a relational semantic metapredicate primarily applied to the e-thought-content-rules
expressed by the two object-sentences and only secondarily to the facts
represented by them.
This means that the definition (1) can be more
completely explained as stating that for a given thought-content p, to
say that p is true for the actual factual content q is the
same as to say that the thought-content p adequates to the actual factual
content q. For this explanation,
one can understand correspondence as a relation of identity of contents
expressed by p and q, so that we can say that p = q. (I underscore q in order to show that its content, though
also interpretable as an e-thought, is preferably interpretable as an actual or
real fact in the world; how this is possible will be explained later…) To offer
a simple observational example: suppose that the thought expressed by ‘The Moon
is white’ is true. We only say this because of the real-actual fact that the Moon
is white. And this is the same as saying that the e-thought-rule expressed
by ‘The Moon is white’ corresponds to contents of observations of the white Moon understood as really factual.
Now, replacing the semantically metalinguistic
relational predicate ‘…is true for the fact that...’ for T*, and replacing the also semantically metalinguistic relational predicate
‘...adequates to the fact that…’ for A*,
we have the following more telling formalized version of a so-called formal definition
of truth as adequation. In this definition, the e-thought-rule expressed by p and the actual factual content expressed
by q are metalinguistically related
by the metapredicates T* and A* as follows:
(2) ‘p’T*‘q’ = ‘p’A*‘q’
More than an unpacking of (1),
the identity (2) is a more complete formulation that individualizes the corresponding
fact to be represented by any instance of q.
According to (2), the assignment of truth is the same thing as the assignment of
the relational property of correspondence, which can be viewed as the assignment
of a qualitative identity of content between
an e-thought-content-rule and an actual corresponding factual content. (As we saw,
this identity of content should be analyzed in terms of structural isomorphism,
added to the satisfaction of criteria for applying each component term of p…)
Finally, assuming that e-thoughts are verifiability
rules, we can add that to say that an e-thought corresponds to a fact should be
the same as saying that the verification
procedure constitutive of the e-thought applies to a fact. Symbolizing the semantic
metapredicate ‘…is a verification procedure that applies to a fact’ with V, we have:
(3) T‘p’ = A‘p’ = V‘p’
More completely, symbolizing the
dyadic semantic metapredicate ‘given… the
verifiability procedure effectively applies to the fact …’ as V*, we have:
(4) ‘p’T*‘q’ = ‘p’A*‘q’ = ‘p’V*‘q’
These are, I believe, the best
ways to represent in an abstract formal way the general identifications between
attributions of truth, adequation and verifiability.
8. Negative truths
Now, consider a false singular
predicative or relational statement p.
Since it is false, such a statement does not correspond to any epistemologically
objective real fact in the world. However, to say that p is false is the same as to refute the attribution of truth to p, which means to say that the statement
~p is true. Here the problem arises. If
~p is true and we accept adequation theory,
it seems that ~p must correspond to some
fact. However, suppose that we replace p
with the false statement (i) ‘Theaetetus is flying.’ In this case ~p is to be instantiated by (ii) ‘Theaetetus
is not flying.’ Then, at first glance it seems that we have in (ii) a true statement
that does not correspond to any fact in the world! This would lead some to suspect
that (ii) is true because it refers to a ghostly negative fact: the unworldly
fact that Theaetetus isn’t flying.
With the help of the preceding formulations,
it is easy to reach a more plausible answer. That the statement that ~p is true does not correspond to any actual
fact in the world, even if it is instantiated by ‘Theaetetus is not flying’ and
we know that Theaetetus is in fact sitting, since according to ~p he could also be standing, lying down,
running, etc. However, since ~p means
the same as ‘p is false,’ and by saying
that p is false one denies correspondence
with an objective real-actual fact in the world, one denies that the verifiability
rule has effective applicability in its proper context, and that is all. Despite
this, as I have insisted, by imagining the false idea that Theaetetus is flying
(that I symbolize as ‘f’), we already accept that f corresponds with a possible
fact, namely, with our imaginary dynamic fact of Theaetetus flying, which although
epistemically objective in Searle’s sense isn’t actually real in the sense of belonging
to the external world. However, a possible fact can be no real external fact in
any metaphysical sense; it is something that is located somewhere in the mind (-brain) when we imagine it. In summary,
~p and ‘p is false’ only mean that p expresses
a verifiability rule that although applicable to an only conceivable or imaginary
state of affairs – a possible fact – does not effectively apply to any actual, objectively
real fact.
Summarizing, if you consider a general statement
like ‘There is no cat with three heads,’ it means the same thing as ‘It is false
that there is a cat with three heads.’ And what this statement says is that although
there is a corresponding conceivable factual-object that is a cat with three heads,
there is no externally real fact-object in the world that is a cat with three heads.
Still, one could argue that the statement that there is no cat with three heads
is true because it agrees with the fact
that there is indeed no cat in the world with three heads (Searle 1998: 393). However,
here I must disagree. It seems more reasonable to think that this is a mere façon de parler, allowed by the flexibility
of our natural language. The statement ‘There is no cat with three heads’ is true
because it means ‘It is false that there is a cat with three heads,’ which says that there is no real
fact constituted by a cat with three heads living somewhere in the outside world
– only an imaginary one.
9. Self-referentiality
As expected, the identifications
we have made until now also enable us to develop a kind of Tarskian answer to the
so-called liar paradoxes of self-referentiality. Consider the following standard
self-referential statement:
(i) This statement is false.
If this statement is true, what
it states must be the case. But it states that it is itself false. Thus, if the
statement is true, then it is false. On the opposite assumption, that the statement
is false, then what it states is not the case, which means that the statement is
true. Consequently, if the statement is true, it is false, and if it is false, it
is true. This is the simplest example of a semantic paradox of self-referentiality
involving the concept of truth, although there are many variations.
One of these variations is the indirect self-reference
in which a statement refers to itself by means of another statement, generating
the same paradox. Consider an example (Haack 1978: 135):
(1) The next statement is true… (2) The previous statement is false.
If statement (1) is true, then
(2) is true; but if (2) is true, then (1) must be false... On the other hand, if
statement (1) is false, then (2) must be false; but if (2) is false, then (1) must
be true.
Having in mind our previous formal definitions
of truth as correspondence, the general answer is that self-referential statements
like these are mistakenly constructed because in all these cases the predicate ‘…is
true’ does not work as a semantically metalinguistic predicate referring to a complete
thought-content. Rather, ‘…is true’ functions as a normal predicate built into the thought-content, in this way belonging
to the object language. Being mistakenly constructed, these statements have no
proper cognitive meaning beyond their grammatical form. They might seem meaningful
on the surface, suggesting that we should treat them as we would treat a statement
with the form ‘p is true’ or ‘p is false.’ Once we have fallen into this
trap, paradoxical consequences follow.
Now, why doesn’t an affirmation like (ii) ‘This sentence is true’ generate
a paradox? Consider the statement
‘The sky is blue.’ The truth-claim is here unnecessary, since implicit. For reasons of parsimony, a statement usually does not need the addition that it is true in order
to be understood as expressing a truth. Because of this, the statement (i), though
affirming its lack of effective applicability, naturally generates its truth-claim,
since what it affirms (its falsity) is seen as though ‘This statement is false’ should be additionally
true. The statement (ii), to the contrary, affirming its own effective applicability,
though also devoid of content, resists a paradox-generating interpretation because
the affirmation of its own applicability does not generate a statement that implicitly
affirms its lack of applicability, adding to it its falsity.
Now, consider the sentence (iii) ‘It is true
that this sentence has nine words.’ This is a perfectly normal true sentence referring
to itself. Why? The reason is that the metapredication of truth is applied to the
thought-content (verifiability rule) that the sentence in question has nine words
without really belonging to this thought-content.
For the same economical reason that assertions do not demand the explicit attribution
of truth, (iii) is in fact understood as (iv) ‘“it is true that this sentence has
nine words” is true,’ and this can be made more completely explicit as (iv) ‘The
thought expressed by the sentence “It is true that this sentence has nine words”
is true.’ This makes it clear that the relevant attribution of truth is not built
into the relevant thought-content.
Furthermore, we can predicate the truth of
a metalinguistic thought-content insofar as this semantic predication is meta-metalinguistic
and so on, since the e-thought, as an arrangement of apparently disembodied mental
tropes, is also a fact.
10. Pragmatics of the
correspondence relation
What we have seen up to this point was the frozen logical-conceptual structure of truth as correspondence.
Now we will see how it works in the practice of truth-attributions, as a process
occurring in time. The view I wish to defend here was inspired by Moritz Schlick’s
brief defense of the correspondence theory of truth (1910), though in my judgment
this could be regarded as an empiricist revision of a relevant insight attributable
to Edmund Husserl (cf sec. 31 of the present
chapter). The idea is that correspondence has a pragmatic or dynamic dimension that
deserves to be explored and cannot be captured in static formal definitions – an
idea that should not sound strange to those who
wish to combine correspondentialism with verificationism. We can begin by
considering that very often we can establish an idealized sequence of (I
choose) four successive moments, which we may call: (1) suppositional, (2) evidential
(3) confrontational and (4) judgmental or conclusive. Together they constitute a very common form of verification
procedure.
The best way to introduce the idea is by means
of examples. Schlick used the example of Le Verrier’s prediction of the planet Neptune’s
existence based on orbital perturbations of Saturn: Le Verrier first developed a
hypothesis, which was later confirmed by observation, since the contents of both were the same. I next offer
a more trivial example. Suppose that it is the rainy season in Northeastern Brazil,
where I normally live, and that I
ask myself: ‘Will it rain in Natal tomorrow?’ This is a suppositional moment. Now,
when tomorrow comes, I open the door of my house and see that, in fact, it is raining
heavily outside. This is the second, the evidential moment. Once I do this, I compare
my earlier question with the observational evidence that it is in fact raining and
see that the content of the question is
like the content of my observation. This
is the confrontational moment. Finally, considering that these contents are qualitatively
identical (in fact, satisfying conditions (i) to (vi) of adequation), I conclude
that the thought-content of my earlier hypothesis is true by adequation with the
fact that today it is raining in Natal. This is the judgmental or conclusive moment.
Now, if instead of seeing rain outside I see a very blue sky, the content of my
observation contradicts that of my supposition. Seeing that the content of my observation
in this proper context diverges from the content of the supposition, I conclude
that p must be false: it is not raining in Natal today.
Examples like these are common, and an analogous
procedure, as we will see, applies to non-perceptual truths. But for now, restricting
myself to perceptual judgments, I can say that at least regarding cases like those
considered above, we can formulate the following action-schema with four moments:
1)
The suppositional
moment: what I call ‘supposition’ can be a thesis, a hypothesis, a conjecture,
a suspicion, a guess, a question,
a doubt... In this first step we ask ourselves whether some thought-content-rule
is true, that is, if the verifiability rule that constitutes it is not only imaginatively,
but also definitely applicable in its proper context. We can express this as ‘I
suppose that p,’ ‘It is possible that
p,’ ‘I guess that p,’ ‘Is it the case that p?,’ where p expresses a content that can be perceived. This moment can be formalized
as ‘?p’ (call ‘?’ the operator for supposition). This supposition is always made in
the context of some linguistic practice.
2) What follows is the
evidential or perceptual moment: the realization
of a perceptual experience in an
already
more or less specified observational context gives us a perceptual content, which
may or may not correspond to the content of the supposition.
Here we try to verify the truth
of the supposition by finding a perceptual content that is identical to the content
of the supposition. In the case of observational truths, this step is very simple.
We look for an expected adequate perceptually reached content of thought that, in
a suitable context, we simply read as a truth-maker (verifier), which can be rendered
as ‘I perceive the fact o,’ call
it ‘!o’ (where ‘!’ is the evidence operator). Phenomenologists
have called this moment registration or
fulfillment (Cf. Sokolowski 1974, Ch. 9). As we will see, there can be no question
about the truth-value of o: it must be
assumed as ‘evidence’ or ‘certainty’. In fact, it must be stipulated
as indisputable within the context of the practice, the language game in which it
occurs; otherwise we would be daunted by the question of the truth of o! which would also need to be grounded,
leading us to an infinite regress. (The ontological problems concerning o! will be discussed only at the end of this chapter.)
3) Confrontational moment: it is the comparison between
the suppositional content and the factual content of the perceptual experience
which makes possible the verification or falsification of the suppositional content.
Here we ask whether the supposition
matches the evidential result of the perceptual experience. In the case I considered,
I asked myself whether the thought-content-rule of the hypothesis was sufficiently
similar to the factual content directly given to me in the perceptual experience
(satisfying conditions (i) to (vi) of adequation). In the case of a perceptual experience,
the positive answer can be summarized as p
= o. As will be better explained
and justified later, here also we underscore o as o, so that it
can be read as either the thought-content-rule (a proposition) (o) or the actual factual content (presented
by o) fulfilling it, which involves
an arrangement of external tropical criteria given in the contextually expected
sensory experience. If the expected similarity of content between p and o is lacking, we have p
≠ o. (In its concrete details
it is more complicated: as we already noted, usually the fact presented by o is only partially and aspectually
experienced, which does not prevent me from saying, for example, that I see that it is raining all over Natal. Moreover,
in practice it is often the case that we must have more than only one perceptual
experience and in more than one way...)
4) Judgmental or conclusive moment: Finally, in the case in which p = o, the thought expressed in the
supposition will be accepted as true,
otherwise it will be rejected as false.
When p = o, there is adequation
and the conclusion is an affirmative judgment that can be symbolized as ├p. In the case in which p ≠ o, that is, in the absence of
the expected adequation, the thought p is
false. This can be expressed by the negative judgment symbolized as ├ ~p.
Now we can summarize the four steps
of this whole verifiability process regarding the discovery of perceptual truths
of the simple kind considered above in the following temporal sequence:
?p, !o, p = o /├ p
This analysis shows that in many
cases one finds adequation (particularly as identity of content) between some suppositional
e-thought-content-rule ?p (which is only
a considered or imagined verifiability rule in its possible application) and some
perceptual e-thought-content-rule !o
(given by the definitely applied verifiability rule) that within the linguistic
practice in which it is stipulated is regarded as indisputable. In other cases, the adequation is only between
the supposition and an imagined, non-actualized fact, being therefore distinct
from what can be found in the observation. In these cases, the statement must be
false.
It is also worth noting that the standard statement
of ├p (a judgment) has the form of the
report of an assertion that is settled.
However, this assertion can always be questioned again. In this case, new verifying
procedures can reconfirm the judgment or detect some inadequacy refuting it in an
at least virtually interpersonal way (Cf. Sokolowski 1974, Ch. 9).[10]
Now, how can we understand the adequation relation
as a qualitative identity of content
(structural isomorphism, identity of cognitive rules, intentionality…) in terms
of the application of verifiability
rules? Here is my suggestion. When I first perceive that it is raining in Natal,
the indexical phrase ‘now in Natal’ expresses the building and application of an
indexical identification rule of a spatiotemporal region to which the predicate
‘…is raining’ is applied. This predicate expresses an ascription rule definitely
applicable to the region by the satisfaction of configurations of tropes constituted
by the countless drops of water falling from the sky above. This combination of
satisfactions gives me the arrangement that constitutes the sub-fact that is the
truthmaker which allows me to infer the content building the grounding fact o!
that it is raining in (all parts
of) Natal
today. Now, p = o means that the contents
of both e-thought-rules are identical. In more detail, there is an adequation between
both e-thought-content-rules or, in still more detail, the identification rule of
p has a one-to-one relation with the identification
rule of o, the ascription rule of p has
a one-to-one relation with the ascription rule of o, the concatenation between the
rules of p and of o is the same, there is categorical match,
intentionality and causality; p is intended
to fit o, and o has
a causal direction of fit concerning p,
since it makes p true. Consequently, the
verifiability e-thought-content rule p adequates
to the verifiability e-thought-content rule o,
even if in details this can occurs by means of the most diverse sub-factual
isomorphic matches of criterial configurations.
Now one could object: must we have a qualitative identity between p and o? It is true that between the ?p of yesterday and even the ?p that
I made to myself as I awakened today and the !o there is indeed qualitative
identity. However, I cannot believe that at the moment when I perceive that it is raining, p and o are qualitatively distinct. It seems to me more plausible that the
identity p = o in the perceptual moment have a numerical identity, which means that Husserl was in his own
way right in understanding correspondence as a form of identity (See sec. 31 of
this chapter). Moreover, it is always possible to interpret o as a real external fact and not
propositionally, as we can do with the
mere identification p = o.
11. Retrograde procedures
Now, what was presented above is
what we may call an anterograde way to
achieve truth. I call it so because we went in a temporal sequence from the supposition
containing a conceivable e-thought-content-rule to the perceptual evidence that
confirms the supposition by the application of a perceptual e-thought-content-rule
that is qualitatively identical with the supposition. However, a move in the opposite
direction is equally feasible. We can have a truth-value attribution that has its
origin in perceptual experience, progressing from evidence to the affirmation of
a supposition – a way to discover truth that I call retrograde.[11]
Here is a simple example of a retrograde verification
procedure. I open the door of my home in Natal with the intention of going out and
unexpectedly see that it is raining. Since I need to go out, I go back inside to
look for an umbrella, aware that it is raining… In this case, the perceptual evidence
comes first. However, it seems clear that the recognition of truth does not occur
as a direct product of sensory experience since I could see rain without consciously
perceiving it. This suggests that the initial rough and pre-conscious sensory-perceptual
state was different from the state of awareness that immediately followed, namely,
the conscious awareness that it is raining. (Suppose I open the door to get some
fresh air although I see I do not even pay attention to the fact that it is raining
outside. If someone then asks me if it is raining, I will pay attention to the already
non-reflexively roughly applied conceptual rule for rain, compare it with a
similar now fully conscious application of this rule and answer in the affirmative).
Thus, it seems that we can explain the process of arriving at the truth included
in the judgment of the given example in the following way: First, I have the rough,
non-reflected observational experience ‘o!’ of rain. This momentary experience
makes me immediately recall the fully conceptualized ascription rule for ‘it is
raining,’ which together with the identification rule for ‘the city of Natal
today’ forms the supposition ‘?p.’ Finally, I compare the content of my first observation
with the content of this recalled e-thought-rule of raining in Natal today. Once
I see that o = p, I am led to the conclusion that it is true that it is raining
or ├p. If I am right, then this process is normally completed very quickly, which accounts for our lack of awareness of its different steps. Anyway,
this is a retrograde discovery of truth,
which I believe that can be summarized in the following sequential formulation:
!o, ?p, o = p /├
p
Clearer cases of retrograde awareness
of truth occur when we have an unexpected sensation or perception that we only slowly
come to be aware of in its true conceptualized
nature. To illustrate I give two examples. The first is related by Paul Feyerabend
in his autobiography. He writes that once when he was sleeping he at first mistakenly
identified a feeling with a cramp, and only when he woke up did he see what he was
really feeling: a severe pain in his leg. We may call the first sensation ‘!s,’
mistakenly taken as a cramp or s’. In the process of waking up, he must have been
led to recall the most appropriate
conceptual rule for pain as ‘?p.’ As he clearly identified s with p, he realized that he was feeling
pain in his leg, reaching the conclusion ├p.
The
second example is of an experience that I myself once had. A nice woman gave me a teacup at her home containing a
sweet beverage, without saying what it was. I was sure I knew the taste, though
I could not identify it. Hence, I must have applied a mugh ascription rule,
which I call !t. However, since the context gave me no clue as to what the
liquid in the cup was, I needed about
a minute
to recall the taste of juice from pressed sugarcane, that is, ‘?p.’ Then, by comparing
this conceptual memory ?p with the taste of the liquid !t in the cup and seeing
that t = p, I came to the obvious conclusion: the liquid was pressed sugar-cane
juice. Here the action-schema is:
!t, ?p, t
= p /├p.
The retrograde procedure seems
to be the inverse of the anterograde, also because the first moment of both seems
loose, unsettled, insufficiently determined.
12. A more complex
case
The cases I have considered until
now are the simplest sensory-perceptual ones. However, the pragmatics of adequation
can be extended to the truth of non-observational e-thought-rules, which I will
here call mediated thought-contents. Suppose
that Lucy is at Charles de Gaulle Airport in Paris, waiting to board a flight to
Dakar. The flight lasts approximately five hours. She calls her daughter, who lives
on a farm in Senegal and asks her how the weather is in the city of Dakar. She
wonders if
it is sunny. This is supposition
?p. Suppose that after a while her daughter answers that the weather in Dakar is
and will remain mild and warm enough. There
is no significant reason for doubting this information, which she takes as providing
adequate evidence. The factual thought-content expressed by ‘!q’ that she
had after she heard about the weather in Dakar is the same as the thought-content
belonging to her hopeful question ‘?p.’ Consequently, since p = q, she concludes
that p is true, that the weather in Dakar
is and will remain mild. But the thought-content-rule
expressed by !q is not observational! It is the result of testimonial inferences
that are unknown to Lucy. Suppose that her daughter got this information from her
husband, who had read a weather report, and that this information had its origin
in meteorological observations of weather conditions around Dakar. In this case,
putting ‘>>>’ in the place of some chain of reasoning unknown to Lucy that
led to the factual judgment expressed with !q, and putting ‘!o’ in
the place of the observational meteorological thought-contents that in some way
led to !q (which will probably be similar to those that she will have when
she arrives in Dakar five hours later), we can formally structure the verification
process in which p is presently made true for Lucy as follows:
?p, (!o >>> !q),
!q, p = q /├ p
Important to note is that the evidential
character of the observation !o is
taken as preserved in the supposed inferential chain that leads to !q (I put the process in parentheses in order
to show that it is unknown to Lucy and even to her daughter). The informational
content is transmitted from thought-content to thought-content up to the conclusion
!q, which inherits the evidential character of !o, and then !q is compared with
the question expressed by ?p. Thus, contrary to our most natural expectation of how adequation should work, the truth of
?p isn’t directly confirmed by the observational
fact represented by !o, but by something
derived from it, namely, by !q, understood as also representing a fact,
a personally non-experienced state of affairs in the world. The adequation is between
unfulfilled and fulfilled thought-content rules, the last ones also understood as
being fulfilled by a factual content composed of external tropical arrangements.
The foregoing example is one of an anterograde
verifiability procedure, beginning with one supposition (the question) and ending
with a comparison between the supposition and a derived evidential thought-content of an unexperienced fact. However,
we may also have a retrograde procedure with a chain of reasons that ends up by
matching a derived piece of evidence with a supposition. So, imagine that at the
beginning of the flight to Dakar the pilot informs the passengers that the weather
in Dakar will be mild and warm enough. Each
passenger will be led to the conclusion that the weather in Dakar will, in fact,
be mild by means of another
indirect and for them also unknown evidential chain. However, in this case, it is
the evidence that recalls the concern regarding weather conditions. This concern
is satisfied by means of a comparison of contents from which the final judgment
results that the weather in Dakar will be mild. This retrograde process can be summarized in the following
temporal sequence:
(!o >>> !q), !q,
?p, q = p /├ p
We see that
the opposition between anterograde and retrograde verification repeats on mediated
levels. We may guess whether the intuitions of some researcher who still does
not know how to prove some hypothesis, though having a glimpse of its truth, depends
on unconsciously noticing that the knowledge of some factual content expressed by
!q might be derived from evidential
observations or postulates.
13. General statements
General statements of e-thought-contents
– universal and existential – are also involved in the pragmatic process of adequation,
as an identity between the contents of the hypotheses and contents of sets formed
by the respective conjunctions and disjunctions, often resulting from inductive
inferences ultimately based on observational facts. So, suppose that ├p is the assertion: ‘All the books on this
shelf are in English.’ Further, suppose that I reach this generalization casually
in a retrograde form from earlier observations ‘!o1, !o2…
!on,’ of each book on the shelf. The action-schema is the following:
{!o1 & !o2
&… & !on } → !q, ?p, q = p /├ p
Of course, it can be different.
It can be that I first ask myself if all the books on the shelf are in English.
Then I look at each of them, concluding in an anterograde procedure that this hypothesis
is true:
?p, {!o1
& !o2 &… & !on } → !q, p
= q /├ p
Now, suppose that for another Mrs.
Hildish asks: ‘Is there at least one book in Italian on my shelf?’ Now, after searching,
she finds just one. We call it ‘!o1.’ This enables her to affirm
that there is at least one book in Italian on her shelf, concluding by means of
an anterograde procedure:
?p, {!o1
˅ !~o2 ˅… ˅ !~on } → !q, p = q
/├ p
As in the previous cases, this
example deals with a general deductive conclusion, but it is easy to see that inductive
generalizations should also have similar structures, given that they are also restricted
to some more or less vague domain (See Appendix to Chapter V, sec. 3).
Now we return to the old question of knowing
if there must be general facts – the all facts
– over and above singular facts (Russell 1918; Armstrong 1997, Ch. 13; 2004, Ch.
VI). Bertrand Russell, who seems to have discovered the problem, defended their
existence as follows:
I think that when you have enumerated all the atomic
facts in the world, it is a further fact about the world that those are all the atomic facts there are
about the world, and that is just as much an objective fact about the world as any
of them are. It is clear, I think, that you must admit general facts as distinct
from and over and above particular facts (Russell 1956: 236, my italics).
It seems to me that this is much
more a worldly question than Russell supposed, since it can be shown that his all fact
is not a fact hanging over any other. In the examples above,
all that is needed to get the totality of facts is an additional limiting fact restricting the extension of the generality, first to books belonging
to my first shelf and then to books belonging to Mrs. Hildish shelf. I agree that
descriptions of such limiting facts need to be added to the given sequences of particular
conjunctions or disjunctions in order to close their domain. But these limiting
facts are nothing but ordinary empirical ones. And the harmless affirmation ‘those
are all,’ meaning ‘there is nothing beyond these’ can be inferred as a consequence
of adding the conjunction or disjunction of the singular facts to the corresponding
empirical singular limiting facts, in the given case the facts established by the
spaces the shelves have for their books!
Using a still simpler example, if I say that I have only three coins in my pocket, the ‘all fact’ is
given by the domain established by the fact that there is a pocket in my pants that
I use to carry coins. Moreover, the only difference between the examples given above
and an extensive fact like ‘All men are mortal’ is that the delimitation of the
last domain is probably the whole earth during the whole existence of the species
Homo sapiens, which is a much larger and
more vaguely delimited domain. This is how Russell’s mysterious
and inconvenient all fact disappears.
14. Some funny facts
There are a variety
of puzzling
‘funny’ facts, and I will only select a few to give some indicative explanations.
One of these is that of self-psychic (self-reported) truths. It is easy to know
the truth-value of the thought p: ‘I am
in pain.’ I believe that here as well there is adequation. But first, I need to learn the rule. A first
step to this is that I interpersonally learn to identify the location of pain. Then,
helped by a considerable network of other concomitant, previously and later observable
occurrences, along with the fact that I am told by others that pain is none of these,
I discover, by means of induction by exclusion,
that pain must be an invisible but physically located feeling of intense discomfort…
Even if others cannot have interpersonal access to the subjective feeling of my
pain in order to confirm it, I am able to make my verifiability rule for pain highly
plausible, even if the logical possibility
of interpersonal access to my pain itself cannot be excluded.[12] Now, suppose that I
have a headache. The first thing I have is an unnamed feeling of pain: ‘!s.’ Then comes ‘?p’: the
actualization of the memory of what the feeling of having a headache means (the
conceptual rule), which is what I associate with the word. Then I make the identification
s = p, being led to the conclusion ├p:
!s, ?p, s = p /├
p
Here I discovered the truth that
I have a headache in a retrograde way. An anterograde way to reach the same truth
would be the case of a woman who guesses that she will have a headache because she
has drunk red wine, and she knows she always has a headache after drinking red wine.
Wittgenstein offered, as is well known, an
expressivist explanation for such cases. For him the utterance ‘I am in pain’ is
nothing more than an extension of natural expressions
of pain like ‘Ouch!’ (Wittgenstein 1984c, I, sec. 244). In this case, our schema
would be something like ‘!s ├ p’ without
adequation. I do not reject this possibility. But I find it easier to believe that
this could be the expression of a more direct reaction that turns out to be seen
as true only after the exercise of the
previous, more elaborate cognitive process of induction by exclusion concerning
auto-psychic states and induction by analogy concerning the hetero-psychic states
(Costa 2011, Ch. 4).
Another odd case is that of true counterfactual
conditionals. Consider the statement (i) ‘If Evelyn were the queen of England, she would be a public
figure.’ The objection is that there appears to be no fact that can make this sentence
true, since Evelyn isn’t the queen of England. However, statement (i) seems to be
true! Nevertheless, the solution is easy. Although there is no actual fact that
can make statement (i) true, this is not what the conditional requires. What statement
(i) requires as its verifier is not an actual fact, but only a possible fact. The possible or conceivable
fact that makes the statement true is that under the assumption that the antecedent were true, namely, that Evelyn is in
fact the queen of England, the truth of the consequent will be unavoidable, that
is, she will surely be a public figure. That is, the truthmaker of (i) is a modal fact that could also be expressed using the vocabulary of possible worlds.
In other words, suppose that We is
any nearby possible world where Evelyn is in fact the queen of England. Since in
our world all queens of England are public figures, we can infer that if someone
is the queen of England in We, this person
will also certainly be a public figure. Assuming that Evelyn is the queen of England
in We, she is also (certainly) a public
figure in We. We conclude that it is
certainly true that if Evelyn were the queen of England she would (certainly) be a public figure, because the expressed
thought-content certainly corresponds with
the expected fact belonging to a conceived counterfactual circumstance given
in We. Understanding (i) as the
supposition ?p, and calling the certainty that in any nearby possible world Evelyn would be the queen
and therefore a public figure q, we can summarize the anterograde process
as follows:
?p, (We)q, p = q, / ├p
A second similar example is, (ii)
‘The Dalai Lama never slept with a woman, but he
could have.’ This is certainly true because it means the same thing as (iii) ‘Although
the Dalai Lama never slept with a woman in the
actual world, there is a nearby possible world Wd (our world with some differences) where
he slept with a woman.’ The statement
(iii) is true, since it corresponds to the conjunction of an actual and a possible
(conceivable) fact, this conjunctive fact being conceivable as a highly probable
physical possibility (ontologically, an association of actual and possible
tropical arrangements).
One could also ask about ethical truths. Consider
the statement (iv) ‘Dennis should help the drowning child.’ Suppose that despite
being a very good swimmer, Dennis didn’t even try to help the drowning child, because
he is a sadist. We would not be inclined to say that (iv) is true, but rather that
(iv) is right. It is right in a similar
way as an illocutionary act like ‘I promise to go to your anniversary celebration’
can be felicitous. The statement about Dennis would be morally right because it
is in conformity with a utilitarian norm, let us say, the rule according to which:
UR: One should help
another person in mortal danger, insofar as one does not put oneself in real danger.
Note that what counts in this case
is not truth, but normative correctness – adequation with a norm, though
the mechanism of validation is similar. Statement (iv) is validated by what could be called the moral norm UR (an equivalent to the fact
regarding truth). Finally, there is still the case of the validity of such utilitarian
norms. In an attempt to achieve this, consider the following utilitarian normative
principle:
UP: A morally correct
rule is one that when applied under normal circumstances brings the greatest possible
amount of happiness to all participants, without significant unhappiness to anyone.[13]
Suppose it is a fact that when people act in accordance with
this principle the well-being of their whole community increases. Assuming that
this is our ultimate goal, this principle can be considered correct or true, and
we can say that UP validates UR, which validates (iv). (Note that the normative
principle UP as much as the norm UR are moral facts that should be also instantiated
as arrangements of tropes.)
Obviously, this is just an illustration. The
greatest problem faced by ethical statements is the same as with any other philosophical
statement. Unlike the statements of natural sciences, they belong to those speculative
domains wherein we are only able to make the truth of our statements more or less plausible.
15. Expansion to formal
sciences
Analogous logical structures and
dynamic procedures can be found in the formal sciences, allowing us to generalize
adequation theory to a domain traditionally claimed by coherence theories of truth.
The main difference is that while for empirical truths inferences are mainly inductive,
for formal truths they are normally understood as deductive. Suppose we want to
demonstrate that the sum of the angles of any Euclidean triangle is 180°. We can
do this by first proposing that this could be the case: ‘?p’ and then searching for proof. One proof would proceed by drawing
a straight line through one of the vertices of the triangle, so that this line is
parallel to the side opposite to this vertex. Since the three juxtaposed angles
formed by the parallel and the vertex of the triangle are the same as the internal
angles of the two opposed vertices of the triangle plus the angle of the first vertex,
and their sum is obviously 180°, we conclude that the sum of the internal angles
of this and indeed of any Euclidean triangle must be 180°. This deductive conclusion
is the evidence ‘!q’ – the truthmaker
as a geometrical fact constituted, I suppose, by geometrical tropes (Cf. Appendix of Chapter III, sec. 4). Since we see that the content of !q is the same as the content of the hypothesis
?p, we conclude ├p. Using ‘as’ for the axioms
or assumptions (the formal data), the form of this anterograde procedure can be
summarized as:
?p, !as
>>> !q, p = q, /├ p
It is important to see that !q, stating the fact that makes the thought-content
p true, as in the case of Lucy’s question,
should not be placed at the beginning, but at the end of a chain of reasoning. Unlike Lucy, a geometrician can (and should)
go through the whole procedure.
Now, an example from mathematics: we can prove
the arithmetical identity statement (i) ‘2 + 2 = 4’ in a Leibnizian manner.[14] We begin with definitions
(which here correspond to basic perceptual experiences in empirical sciences). First,
we define 2 as 1 + 1, 3 as 2 + 1 and 4 as 3 + 1. We call this set of definitions
‘d.’ Replacing in statement (i) the numbers 2 and 4 with their definiens, we get (ii) ‘(1 + 1) + (1 + 1)
= (3 + 1).’ Since 3 is defined as 2 + 1, and 2 as 1 + 1, we see that 3 can be replaced
by (1 + 1) + 1. Now, replacing the number 3 in its analyzed formulation in (ii), we get the arithmetical fact represented by (iii) ‘(1
+ 1) + (1 + 1) = (((1 + 1) + 1) + 1),’ which is the same e-thought-content as ‘2
+ 2 = 4.’ In this way, we have derived confirmatory evidence for the hypothesis
‘?p’ posed by statement (i), which is
the (supposedly tropical) factual content of
‘!q’ described in (iii). This confirmatory
evidence serves to check the hypothesis ‘?p’
that 2 + 2 = 4. Again, abbreviating the definitions as ‘d,’ we have the following anterograde verificational action-schema:
?p, !d
>>> !q, p = q /├ p
Once more we see that the factual
content expressed by the identity !q,
which serves to check the hypothesis ?p that
2 + 2 = 4, is not the same as the definitions of 1, 2, 3 or 4, as might be initially
assumed. It is the result of a deductive
reasoning process based on these definitions, a reasoning process deductively derived
from its definitional premises. This result, expressed by !q, represents the arithmetical fact represented by the supposition
?p, so that p = q, which makes p true.
Finally, we can give examples involving logic.
Consider the following theorem of modal logic: P → ◊P. This can be seen as our hypothesis
?p. How do we prove it? In
the S5 modal system, we can do this
by using as assumptions the axioms AS1,
◊P ↔ ~□~P, and AS3, □~P → ~P. Taking these axioms and a few rules of propositional
logic as the evidence ‘as’ we construct
the following anterograde proof of the theorem:
The hypothesis is: ‘?p,’ where p = P → ◊P
The proof:
1
□~P → ~P
(AS3)
2
~~P → ~□~P (1TRANS)
3
P → ~□~P
(2~E)
4
◊P ↔ ~□~P
(AS1)
5
~□~P → ◊P
(4 ↔E)
6
P → ◊P (3,5 SD)
Now, the conclusion (6), P → ◊P, is the ‘!q,’ which represents the derived logical fact that serves as a verifier
for ?p, and since p = q,
we conclude that p is true, that is, ├
p. Using our abbreviation, we get the
following anterograde verificational action-schema:
?p, !as
>>> !q, p = q, /├ p
Since the logical fact represented by !q,
which carries with it evidence derived from the assumed axioms, is presented by
the same e-thought-content-rule as the hypothesis ?p, we conclude that we have
adequation. We conclude that p is true, or ├ p. – Also relevant is
to note that in the case of formal facts we do not need to underline statement letters
like a or d or q: there is no need to distinguish between the
conceived and the real-actual facts, since here both can be regarded as the same.
Of course, one could also find a retrograde
form regarding any of the three above exemplified cases. Considering only the first,
suppose that someone, having the strong intuition that the sum of the internal angles
of an Euclidean
triangle is 180°, decides to draw a straight line that touches the vertex of a triangle,
this line being parallel to the opposite side. This person could then easily prove
that this triangle and in fact any Euclidean triangle would have 180° as the sum of its internal
angles. But in this case, the person would have the following retrograde verification
procedure:
!q, !as >>> !q, ?p,
q = p, /├ p
The
!q would work here as the insight into the truth of a conjecture, something
to be compared with an unexpected observation.
The upshot is that the procedures with which we
demonstrate the adequation of formal truths are structurally analogous to the procedures
with which we demonstrate the adequation of empirical truths. Even so, there are
some differences. The most obvious is that formal truths are deductively inferred,
while empirical truths unavoidably include inductive inferences.
16. Why can analytic
truths be called true?
Finally, we
can apply a similar procedure to analytic-conceptual statements, showing that they
are also called true because of adequation, even if this is a limiting-case. It
is possible to say, for instance, that the analytic statements ‘It is raining or
it is not raining’ and ‘Bachelors are not married’ are true because they correspond
to the respective facts that assuming the principle of the third excluded it must
be either raining or not, and that by definition it isn’t possible for a bachelor
not to be unmarried. But to what extent are we entitled to say this?
Assume first, as we did in our objections to
Quine’s argument against analyticity, that analytic statements are true due to the
proper combination of the component senses of their expressions. In this case, our
question is: are there facts that make analytic statements true? And if they exist,
how do they make these statements true? To find an answer, consider the following
analytic statements:
(1)
Either it is raining
or it is not raining.
(2)
If John is the brother
of Mary, then Mary is the sister of John.
(3)
Bachelors are males.
(4)
A triangle has three
sides.
(5)
A material body
must have some extension.
Surely, these statements are all
true in themselves: if there
is a fact making them true, it is not a fact in the world. However, we are still
allowed to say that they are made true by logico-conceptual, conventionalized facts. Thus, statement (1) is made true by
the logical fact that ‘j ˅ ~j’ (the law of the excluded
middle), which it instantiates. Statement (2) is made true by the conceptual fact
that the brother-sister relation is reflexive. Statement (3) is made true by the
conceptual fact that a bachelor is conventionally defined as an unmarried adult
male. Statement (4) is made true in Euclidean geometry by the conceptual fact that
a triangle can be defined as a closed plane figure with three straight-line sides.
And statement (5) is made true by the conceptual fact that part of the definition
of a material body must include the requirement of some spatial extension. These are conceptual facts supposedly instantiated
by arrangements of our mental tropes and their combinations.
In all these cases the statements are
self-verifiable, that is, the intertwining of rules that constitutes the verifiability
rule of an analytic statement is verified not by its application to the world, but by means of an
application of one rule to the result of the application of the other in a way that
makes the whole true independently of any state of the world. For instance, ~(P
& ~P) is tautologically verified by its truth-table, in which we combine the
rules for the application of the negation and the conjunction in ways that always
gives as a result the value true.
Moreover, we can summarize this process of
self-verification of the above statements by applying the same action-schemata we did with the statements
considered in the last section. Thus, in case (1) we can begin with the question
?p1 = ‘is it the case that
it is raining or not raining?’ Faced with this, we immediately realize that the
sentence instantiates the principle of the excluded middle or ‘j ˅ ~j,’ and that this instantiation,
like any other, can be symbolized as the instantiation of the logical truth or fact
represented by ‘!p2,’ which is proved true by the application of a truth-table
to the sentence. This suffices to make ?p1 true, because we can see that
independently of any sense given to its constituent parts, its logical structure
warrants its truth. We can summarize the self-verifying action in which we find the adequation
in the same anterograde way as in the first of our examples:
?p1, !p2,
p1 = p2 /├ p
Putting differently: in this case,
the thought-content is identical with an instantiation of a logical truth of propositional
logic, a logical fact that makes (1) true by self-verification.
In other
cases, reasoning may be necessary. In case (3) the suppositional moment ‘?p1’
is: ‘Are all bachelors males?’ To verify this, we first need to take the definition
of a bachelor as our point of departure: ‘!d’ (Df.) = ‘A bachelor is an unmarried adult male.’ From !d we can infer the conceptual fact !p2
= ‘All bachelors are males.’ Summarizing the steps of this anterograde self-verificational
procedure, we get:
?p1, !d → !p2, p1
= p2 /├ p1
It is correct to say that analytical
thought-contents are true by courtesy, since they cannot be false. But despite this,
it is not senseless to speak of their truth as correspondence or adequation with
facts. The reason is clearer in cases like the last one. For even if these cases
are all ones of self-verification, the procedure is not always direct and transparent,
often requiring a reasoning process.
Finally, what about contradictions like (6)
‘It is raining and it is not raining’?
Suppose we call the statement of this contradiction the supposition ‘?p,’ which
is shown to be opposed to the true statement ‘~p,’ asserting the factual content
that it cannot be the case that it is raining and simultaneously not raining at
the same time and place, which is derived
from the principle ‘!q’ of non-contradiction:
~(j & ~j). In this simple case, the anterograde verifying procedure will be:
?p, !q, q → ~p, p ≠ ~p, ├ ~p
The conclusion is that p is false,
since the principle of non-contradiction shows that p cannot be the case and that
strictly speaking there can be no fact in the world able to verify p. The verifying
procedure that falsifies p is the self-falsifying cognitive action that gives the contradiction its
contradictory meaning.
17. The insufficiency
of coherence
That truth has something to do
with coherence is beyond doubt. If Mary says that she was breathing while she was
asleep last night, we accept her statement as obviously true. We believe Mary, even
if we did not watch her sleeping last night, because her statement is coherent with
our accepted belief-system. We are certain that people will die within a few minutes
if they cannot continuously breathe oxygen. If Mary tells us that she visited the
Moon while asleep last night, almost everyone would consider this statement to be
false, because it clashes with the generally accepted commonsense understanding
of what is possible or impossible under ordinary life circumstances, together with our system of scientifically confirmed beliefs.
Coherence is obviously related to truth, and according to most coherence theorists,
a belief is truer the more it is integrated into our system of beliefs, which also
means that truth is a question of degree
(e.g., Blanshard, 1939, Ch. XXVII).
Bernard Bosanquet (2015: 24) once gave an interesting
example intended to show that a greater amount of supporting information makes a
statement more true, which seems to vindicate the idea that some kind of integration
of a statement within a system of beliefs is what makes it true. He noted that the
sentence ‘Charles I died on the scaffold’ seems quite true when said by a leading
historian and far less true when said by a mere schoolboy. The child has at most
a name and a picture in his mind, while the historian knows from documents and historical
studies a wealth of meanings associated with the sentence (Cf. also Blanchard 1939, Ch. XXVII, sec. 4-5). The aim of this example
is to show that increasing the coherence of a statement increases its degree of
truth.
Nevertheless, there is an alternative interpretation.
We can say that the example only shows that the historian’s claim to know the truth
has a better chance to be confirmed. In other words, it is his truth-holding (Fürwahrhalten) that has a
higher chance of achieve truth. This alternative is better, since there is no
indication that our ordinary view of truth has degrees. Hence, the example only
confuses the degrees of probability that a person knows the truth – the probability
of truth-holding that can be attributed to the person – with an illusory degree
of truth in itself.
The best known objection to the coherence theory of truth is the following. Since countless
possible belief-systems can be constructed, any proposition p could be true in one system and false in
another, violating the non-contradiction principle. This objection, however, was
never regarded as a major difficulty by coherence theorists (e.g. Bradley 1914;
Blanshard 1939, vol. 2: 276 f.; Walker 1989: 25-40).
One could, for instance, answer the objection
that some thought-content p can be true
in one system and false in another in a way that eliminates the contradiction. One can
introduce the idea of the system of all systems,
namely, the most encompassing system of beliefs agreed upon by a community of ideas at time t (preferably the best
informed and trained community that we are able to consider…). To this can be
added the fundamental subsystem contained in the system of all systems, which is
the real-world belief-system, so that
this system generates all the other derived sub-systems that might fall under the
epithet ‘fictional.’ The novel Madame
Bovary, for instance, is for us a fictional
subsystem belonging to the all-encompassing system of systems. That at the end of
the novel Charles says, ‘C’est la faute de
la fatalité,’ is true in the context
of the novel, but false for the real-world system, because in our real world there
was never any Charles Bovary married
to Emma Bovary and able to say this sentence regarding the series of events
that led up to her suicide. The admission that Charles made this comment is thus
true in the novel and false in the real world, which does not lead to a contradiction, not only because these are two belief-systems, but also
because they do not conflict, as what counts is
the real-world system, where this sentence was never uttered in a proper context.
Consider
now a second example, the statement
that the sum of the angles of a triangle is 180°. This is true in the system of
Euclidean geometry, but false in Lobachevsky’s and Riemann’s systems. And it is in the end false regarding
the physical real-world system. Consider, finally, the statement that the value of a good is determined by the importance people assign to it as a means to achieve their desired ends. It is considered true in the subjective economic theory of value and false
in the labor theory of value, since for the latter the value of a good is determined
by the amount of labor required to produce the good... Nonetheless, regarding the
real-world system, the first theory seems to be (according to the great majority
of economists) more probably true.
Surely,
this view relativizes truth to a certain extent, by limiting it to a time and a
community of ideas, making truth-theory to a certain extent subordinate to our taking things to be true (das Fürwahrhalten).[15] However, in the end this would
not be a problem if we agree that ‘the truth,’ that is, absolute truth, is actually nothing but a kind of directive idea that helps
us evaluate our holding something
to be true, but has no decisive
identity with what we normally
accept as true or false. – As already noted (Ch. IV, sec. 30), even if by chance
we were to discover an absolute truth, we would not be able to know with any certainty
that we had really found it (See Popper 1972, Ch. 2). That is, when we say that p
is true, we only assume that p is the final truth until we find some sufficiently
good reason to falsify p (if p is empirical) or abandon p (if p is a formal statement). Because of this, a true theory of truth is
a theory of what leads us to take something
to be true rather than a theory of absolute truth. The same can be said regarding
the concept of knowledge. We pragmatically treat our truths and knowledge of truths
as if they were the ultimate ones, simply postulating or assuming we have achieved
final truths and knowledge. But concepts like those of final, ultimate or absolute
truth and knowledge can serve only as directive
ideas. They are ‘as if’ concepts since
they cannot possibly have experienceable objects that allow us to see if we have achieved them.[16]
A strategy like that of admitting a system
of all systems that includes a real-world system as the most fundamental seems to
overcome the objection of contradiction.
Nonetheless, even so coherence theory remains problematic, since the insurmountable
problem of this view is located elsewhere. I call it the problem of circularity.
The problem of circularity arises when we try
to define coherence. Traditionally coherence has been conflated with consistency. A set of propositions (thought-contents)
is said to be consistent when the conjunctions of propositions belonging to it do
not generate a contradiction. Consistency may be a necessary condition for coherence,
but it is surely not sufficient. For instance, consider the elements of the consistent set
{Shakespeare was a playwright, lead is a heavy metal, 7 + 5 = 12}. They do not
contradict one another. But since they do not have anything in common, taken together
the elements of this set increase neither the coherence nor the truth of its elements;
and we could create a set of this kind as large as we wish with ‘zero’ coherence.
Consistency may be a necessary,
but it is not a sufficient condition of truth. And worst than this is when we
perceive that any definition of truth based on consistency alone would be circular,
since consistency, being defined as the absence of contradictions generated by the
elements of a set of propositions, assumes that their conjunctions cannot be false, in this way requiring the concept of truth-value in its own definiens.
More than just being consistent, coherence
must be defined as inferential. The coherence
of a belief system, of a system of propositions, is in fact determined by the dependence of this system
on the inductive and/or deductive relationships
among its propositions. This means that the
degree of coherence of a proposition p should
be determined by its inductive and/or deductive
relationships with the system to which it belongs (Cf. Bonjour 1985: 98-100). Indeed, we know it is true that Mary was
breathing the whole night long, because this is inductively supported by everything
we practically and scientifically know about human metabolism and behavior, and this is a truth concerning
our system of reality.
However, if we consider coherence as the only
and proper mechanism able to generate truth, this last definition also leads to
circularity, since the concepts of inductive and deductive inference used in the
definiens of coherence are also
defined by means of truth! A strong inductive
inference is defined as an argument (or reasoning) that makes a conclusion probably
true, given the truth of its premises, while a valid deductive inference is defined
as an argument (or reasoning) that makes its conclusion necessarily true, given
the truth of its premises. Consequently, the coherence account of truth can only
generate the truth of any proposition of the system by assuming the independent
truth of at least some of its other propositions, which makes the coherence view
clearly circular. Any form of pure coherence theory is the victim of a petitio principii, as it simply assumes what
it aims to explain.
18. Coherence as mediator
The view of coherence that I wish
to propose here enables us to circumvent the difficulty. The reason is that in my
understanding, coherence must be seen as a
complementary dimension of adequation theory, namely, the condition
that enables the transmission of truth
in a network of thought-contents, usually beginning with those that are based on
empirical (sensory-perceptual) experiences and/or some assumed formal evidence/assumptions
(axioms or postulates).
Such view allows us to accept some factual
content that should make some proposition true without the need for reducing this
factual content either to some corresponding formal axiom or to an obvious perceptual or self-psychic thought-content. For instance, we know that the
statement ‘Mary was breathing when she was asleep last night’ is true, and it is
true because it corresponds to the factual content that Mary was breathing during
her sleep. But usually we reach our belief that such a statement is true by adequation
to a fact, not by means of direct
observation, but by means of coherence, that is, by means of inferences derived
from our system of beliefs. These inferences transmit what we may call veritative force – which we may define as any probability of truth higher than
0.5 – from one proposition to another. However, this
veritative force cannot arise from propositions without truth-value, but instead
is derived from propositions whose truth-value is ultimately based on (in
Mary’s case) a myriad of past judgments. These correspond to perceptual experiences
that are the ultimate sources of our knowledge of biological laws, as well as our
common awareness that Mary is a living human being like us and subject to the same
natural constraints.
We begin to see that even if coherence cannot
be regarded as defining truth, it plays an important role as a mediating procedure whereby adequation is an indispensable ground.
For example: the modal proof of P → ◊P in our formal example does not come directly
from AS1 and AS3 plus some rules of propositional logic. We first take a series
of deductive inferential steps, and these steps are already constitutive of a linear
coherential dimension of the verification procedure, which some coherence theorists
erroneously saw as the proper criterion of truth for the formal sciences. In this
modal proof coherence is constituted by implications transmitting veritative force
– here understood as material implications from logical-conceptual, self-verifying truths postulated as axioms
– but, as already noted, inevitably containing inductive inferences in the case
of the verification of empirical thought-contents.
19. Roles of empirical
coherence
The trouble with the coherence
of empirical truth can be better illustrated by examples able to make clearer the
relationship between coherence and correspondence or adequation.
First, suppose that someone anonymously sent
me a package per post. I open it
and see that it contains a book called The
Cloven Viscount by Italo Calvino. I wonder if a friend named Sylvia sent it
to me. I once knew Sylvia as a literature student in Rome, and at that time I gave
her a copy of Calvino’s book The Invisible Cities. However, the package was
mailed from Rio de Janeiro. Thus, I realize that this book could have been sent
to me by someone else. But then, I remember that Sylvia told me that she was born
and lived most of her life in Rio de Janeiro. Hence, she could well be back at home in Brazil. An advocate of
the coherence theory of truth would say that the thought-content of the statement
‘p,’ understood as abbreviating ‘My
friend Sylvia sent me a copy of The Cloven Viscount,’ is made true by its coherence with
other thought-contents, which can be ordered in the following way:
1. I received as a present the book The Cloven Viscount by Calvino. (r1)
2. Sylvia was a literature student when I knew
her in Rome. (r2)
3. I gave Sylvia as a present a copy of Invisible Cities by Calvino. (r3)
4. (from
1, 2, 3) The book could have been sent by Sylvia. (s)
5. But the book was mailed from Rio de Janeiro.
(t)
6. (from 4, 5) The book wasn’t sent by Sylvia.
(u)
7. Sylvia told me she had lived most of her previous
life in Rio de Janeiro. (v)
8. (2, 7) Sylvia finished her studies in Rome and
returned to Rio de Janeiro. (w)
9. (1, 2, 3, 5, 8) My friend Sylvia sent me a copy
of The Cloven Viscount. (q)
What we really have here is an
indirect procedure by means of which adequation is verified via coherence. To see
this better, we need only revise the above reasoning, rejecting the partial conclusion
u because of v. As a result, I can
build the
following coherent set of beliefs: {r1, r2,
r3, t, v, w}. Together, these belief-contents
inductively make the conclusion q very probable. This anterograde set of
reinforcing premises makes me – starting with the guess ‘?p’ (‘Was it Sylvia who sent me the book?’)
– see the identity of thought-contents p = q and conclude with practical
certainty ├ p, affirming that it was Sylvia
who sent me Calvino’s book. However, each element of the coherent set of beliefs
{r1, r2, r3, t, v,
w} has its truth directly or indirectly based on correspondence.
To sum up, I agree with Stephen Walker’s argument
that a pure coherence theory is impossible (1989). Coherence could only exist independently
of adequation if we were able to assume
that e-thoughts
could acquire probability or formal certainty independently of any anchorage in
sensory-perceptual/self-sensory experience or in the axioms or postulates of a formal
system. But, as our examination of the nature of coherence has shown, this would
be circular. Moreover, consider again the example offered above. The thought-contents
expressed by the statements that by means of coherence make the correspondence between
p and q probable are all in some way observationally anchored. Either they
describe a perceptual thought (‘I knew her in Rome,’ ‘I gave her a book…,’) or report
testimonial information (‘She told me she lived all her earlier life in Rio’) or
describe a personal experience (‘I read the book…’) or an inference (‘She may be
back home in Rio…’) from testimony (‘She told me…’) based again on the sensory experience
of others.
What was given to me as a fact in the above example was an indirect product of correspondences of other
thought-contents with their own factual contents. And the increase of the veritative
forces resulting from these experiences is what inductively warrants q to me as the derived proposition representing the fact that Sylvia
sent me the book. The assumed warrant of q, in turn, is what makes the e-thought-content of p true for me. In summarized form,
introducing the symbol ‘~>’ to represent strong inductive and/or deductive inference,
the anterograde reasoning that leads to this attribution of truth can be symbolized
as:
?p, {r1, r2, r3,
t, v, w}~> !q, p = q, / ├ p
This helps us to understand better
how coherence plays a role in the truth-discovery process. And it shows us why the
coherence of our claims would have no force if it weren’t anchored in perceptual
experiences taken as evidence in the case of empirical truths, and in axioms or
postulates in the case of formal truths. This is also why a fictional text can be
perfectly coherent without in this way representing any factual truth concerning
the real world: its anchors are only imaginary ones.
This kind of reasoning invites us to think
that adequation comes first, since this kind of correspondence is what reveals truth.
Moreover, in cases like, say, sensory-perceptual knowledge, we can in a sense have
correspondence without coherence, while there is no coherence without correspondence.
However, this conclusion can be considered simplistic for the following reason.
Correspondence without coherence must be impossible because of the fact emphasized
by philosophers of science that all observation is conceptually charged or theory impregnated (Duhem,
1906, Ch. 6, sec. II; Popper, 1972, Ch. 2, sec. 18). In order to be conceptualized,
experience already requires coherence with at least one sub-domain of our belief-system.
Nonetheless, I think that I can give a stronger
justification for the indispensability of correspondence as the origin of veritative
force by considering the real origins of the own input that a particular sensory-perceptual
observation receives from our belief system. Suppose you go for a walk in a beautiful
nearby field and you cannot believe what you see there: you think you are seeing
a live unicorn! Soon you will begin to distrust your own senses, since you have
learned that unicorns do not exist. Later the mystery is solved. You hear that it
was actually a fake unicorn: a film production
team had attached a horn to the
forehead of a small white horse to create the illusion of a real live unicorn. Between scenes, the make-believe unicorn
is allowed to graze in the field. The defender of coherence theory would say this
proves that even sensory-perceptual observation
can be falsified by our system of beliefs alone. But this argument is completely
refuted when we consider that what was really responsible for your mistrust was
not our system of beliefs alone, but the adequation of other perceptual experiences
belonging to this same system or sub-system of beliefs. Indeed, we all know that
unicorns are mythological creatures, and there have been no scientifically confirmed
observations of unicorns or their physical remains, such as bones, fossils, tissue, etc. Nor have we found depictions
of unicorns in cave paintings from prehistoric times, while we have found paintings
of aurochs, for example. Moreover, we also know that evolutionary classifications
of animals like horses and goats rule out the possible existence of unicorns. But
these firm convictions against the existence of unicorns were all reached with the
aid of induction by means of a multiplicity of other testimonial sensory-perceptual
observations that were historically and scientifically made and passed on to us!
This means that your sensory-perceptual observation of a unicorn was in the end
discredited not by your system of beliefs independently of adequation, but by counter-evidence
derived from the veritative force of other beliefs, all of them anchored in their proper adequation to perceptual
observation.
Now, suppose we call ‘!u’ the factual
statement ‘I am looking at a unicorn’ and ‘~u,’
its denial, based on the firm belief that there are no unicorns, which is grounded
on the accepted zoological system of beliefs that is in its essentials based on
a multiplicity of observational experiences ‘e,’ questioning the possibility of
!u, and we call ‘i’ the supplementary information given to you regarding the make-believe
unicorn. We can symbolize the procedure that leads you to conclude the obvious falsity
of u in two steps that jointly form a retroanterograde verification procedure:
(1) !u, (e ~> ~u), ~u,
u ≠ ~u / ├ ?~u,
(2) ?~u, i ~> ~u , ~u = ~u / ├ ~u
Putting my argument in other terms:
I certainly agree that sensory-perception is the immediate origin of the veritative
force of a perceptual judgment, and
this judgment
can gain or lose veritative force due to greater or lesser coherence with our system
of beliefs. However, this confirming or rejecting coherence acquires its own veritative
force only by means of other sensory-perceptual observations whose truth is based
on adequation. And reflection on this leads us to the inevitable conclusion that
in one way or another the real ultimate origin of the veritative force of empirical
judgments is always sense-perception, giving coherence the secondary, even if indispensable,
role of transmitting the veritative force gained by means of sensory-perceptual
experiences of adequation. My conclusion is that under closer scrutiny the supposed counter-example shows that correspondence
comes first, simply because it is the only real source of truth. Thus, instead of
defending an impure coherence theory, as Walker endeavored to do, I defend what
he would probably classify as an ‘impure’ adequation theory – what I more accurately prefer to call an adequation theory
that incorporates coherence.
20. Reverend David’s
case
To reinforce my point, I now offer
a second, more distinctive empirical example of the incorporation of coherence in
correspondence/adequation. It concerns a judge’s verdict. It is well known that
court rulings in criminal trials frequently cannot rely on direct perceptual evidence
supplied by witnesses. Because of this, they are often heavily dependent on coherence,
on proof by means of circumstantial
evidence. This was the case with an American minister named Reverend David, who
shortly after marrying a certain Mrs. Rose was admitted to a hospital suffering
from severe abdominal pain. Since examination showed a high level of arsenic in
Reverend David’s blood, a thought-content that we abbreviate as ‘!r,’
the following suspicion arose as the result of abductive reasoning: ‘Did Mrs.
Rose try to poison Reverend David?’ in short, ‘?p.’ The following additional factual
evidence later confirmed this suspicion:
s: Mrs. Rose had the
habit of preparing bowls of soup for her husband, even bringing them to him in the
hospital.
t: Traces of arsenic
were found in the pantry of Mrs. Rose’s house.
u: The bodies of Mrs.
Rose’s first three husbands, who all died of unknown causes, were exhumed, and it
was not so surprising that high levels of arsenic were found in their hair.
We can now construct the following
retroanterograde verification procedure:
!r ~> ?p, {!r
& !s & !t & !u} ~> !q, p = q,
/├ p
Certainly, the conjunction of the
statements r, s, t, and u gives us a strong inductive inference assuring us practical
certainty that !q, which states an unobserved dynamic fact (namely, that
Mrs. Rose did indeed try to poison her husband). This inferred factual content confirms
our initial suspicion ?p derived from !r. However, a crucial point to be
noticed is that factual statements r, s, t, and u are
all considered true either by direct adequation with public factual observation
or by derivation from publicly observable perceptual factual contents. Again, what
is shown is that the element of coherence cannot stand alone. The plausibility of
q is grounded on the conjunction
of the observational statements r, s, t and
u by means of coherence. But these statements are all true because of their direct
or indirect adequation with perceptual contents, even if they may also rest on empirically
grounded theoretical assumptions, the latter in some way also derived from other
perceptual experiences. As we see, coherence alone cannot prove truth, because inductive
and deductive coherence relations are ways of preserving and not of finding truth.
The conclusion is the same: coherence relations
work like the high voltage power
lines of
an electrical power grid: though they are not able to generate electricity, they
are able to transmit it over long distances. A plausible coherent system is
not an independent mechanism, but only an inferential network over which the truth arrived at by means
of originary adequation is transmitted. In other words: coherence
only transfers the veritative force generated by the adequation of the contents
of more basic beliefs concerning empirical or formal facts to derived beliefs or
thought-contents. This transference of veritative force within a belief-system can
act to produce an e-thought-rule that we believe corresponds to a non-observed fact,
which in my present example is q: the attempted murder using poison. The
thought-content p is accepted by us as representing the factual content q, because both have the same content
(structural isomorphism, etc.) which makes p
true. Because in various ways q is reinforced in its application, we
accept it as factual evidence of p’s truth. And statement p is true because it corresponds to the fact that Mrs. Rose poisoned
her husband, Reverend David, even if we know this fact not by observation, but only
indirectly, from its coherence with other
thought-contents that are observational and match their facts in a direct way. The
thought-content q, the truthmaker
of p, as I intend to explain, has a kind of Janus face: on the one hand, it expresses
here a basal thought-content (an e-thought-rule or proposition), and on
the other hand, it represents what we by indirect means are sure is an objective
factual content, namely, the fact that
Mrs. Rose tried to poison Reverend David. All this shows that coeherence is
nothing but an interdoxal mechanism by means of which adequation can transfer its
veritative force. It is by this means that coherence helps in confirming the truth of statements.
Now, concerning the truth of the observational
statements r, s, t, u, we return to the point already
made when we analyzed our first example.
Each of these observations is embedded in at least some subsystem of beliefs. Although
a given observation r
makes its own contribution to truth by means of direct adequation with a fact (the
high level of arsenic in the blood), it can be reinforced by its coherence with
the accepted subsystem of beliefs in which it is embedded (like s, t,
u together with the hypothesis p), or even be refuted by other beliefs of
this same system. But here again, the consideration of this network of giving and
taking among sensory-perceptual and derivative beliefs leaves no room for a veritative
force arising from coherence.
The important question that remains open is
about the precise status of the statements of factual evidence (like of q)
in our examples. It is the expression of an e-thought-content-rule, but it must
also be seen as able to represent the actual factual content, namely, a cognitively
independent external criterial tropical arrangement. Are these two possibilities
reconcilable?[17]
This crucial question will be tackled in the following sections.
21. What about the
truth of the truthmaker?
One of the most serious problems
for the adequation theory of truth concerns the infinite regress that arises from
factual evidence that verifies suppositions, that is, verifiers or truthmakers.
We can pose the problem in the form of a dilemma: Either the truthmaker – the evidential
fact, the real or actual factual content – is unquestionable, or it can be doubted.
Suppose (a) that the evidential fact is unquestionably true. In this case, we seem
to be guilty of dogmatism, because we treat our normal perceptual truths and even
purely self-sensory truths[18] as if they were beyond any
possibility of being false. But this would be to deny the fallibility of
sensory-perceptual knowledge. We cannot be absolutely certain about the evidence
for any (or maybe almost any) empirically given factual content. Even formal axioms
always have a degree of arbitrariness in their choice and can lose their applicability
after changes in our broader system of reality. Now, suppose (b) that we consider
the evidential content believed to be a fact (which shows itself as a thought-content) as open to doubt. In
this case, it seems that we need to search for new evidential content (another thought-content)
that would warrant its truth. Since this new factual content will likewise not be beyond doubt, we would have to
look for further evidential content and so on endlessly. Since we cannot stop this
regress, we have no way to ground our suppositions, because any ground we find will
lack the necessary solidity. The upshot is that neither alternative (a) nor alternative
(b) is satisfactory.
Restricting myself here to the cases of external
empirical truths, I think we can solve
the dilemma if
we consider examples in sufficient detail.[19] Consider the following example
of an observational statement !o: ‘There’s a dolphin swimming in the sea.’
Imagine that the truth of this sentence depends on the observation of a dolphin
surfacing from time to time – an observation that can be interpersonally shared.
For the first person who sees the dolphin, the procedure has a retrograde form:
!o, ?p, o
= p /├ p
For a second person, already informed
by the first and trying to locate the dolphin in the sea, it will have a retroanterograde
form:
p ~> ?p, !o,
p = o /├ p
But this does not mean that !o, the given evidence, is absolutely warranted!
It can be defeated. Suppose that due to
a scarcity of real dolphins and in order to entertain tourists, a diver is hired
who swims just below the surface with a rubber dolphin mounted on his back, surfacing from time to time in a way that
gives dolphin watchers the illusion that they are seeing a real dolphin.[20] In face of this, the factual
content !o that should ground the verification of ?p is defeated. Those aware of the deception could correctly point out:
‘It is false that there is a dolphin swimming in the sea.’
However, it should not be hard to find a solution
to the problem. What we believe to be factual content need not be regarded as absolute.
It can be seen as a thought-content assumed to unquestionably represent an actual
factual content (the ultimate truthmaker) within
the context of a practice that typically assumes that we do
not have atypical circumstances that if present would defeat the assumption. Thus, consider the
linguistic practice (A), in which we recognize things in normal daylight that are
large enough and near enough to be identified as dolphins, and they are employed
in the context of a tourist beach where people expect to see dolphins swimming in
the water offshore… In this practice we are allowed to assume that the observational content ‘I am watching a dolphin that has just emerged
from the sea’ can be taken as unquestionable evidence expressible by !o.
It is thereby a real-actual fact, a truthmaker or verifier that we accept as giving
practical certainty to the thought-content that there is a dolphin in the sea near where the observer is standing. Assuming the information content
and the context at our disposal in this practice, and assuming that all other things
remain the same, seeing a dolphin must undoubtedly be accepted as the truthmaker
of the hypothesis ?p. Assuming that o also has internal phenomenal content
(with psychologically given sensory impressions), we could say that in this case
we are allowed to assume that the e-thought-content-rule of o, that is, o without the underline (expressible as: ‘I am having visual impressions
of a dolphin emerging from the sea’) can be considered the vehicle of the experience
of the real-actual fact o given
in the world (representable as: ‘Being a real dolphin that has just emerged from
the sea’). Summarizing: in practice, our willingness to accept evidence is dependent
on a ceteris paribus, namely, on the assumption
that the observation isn’t being defeated by some condition extraneous to all that
is expected for the working of the given practice.
Now, in the given case there is a defeating
extraneous condition, which begins with the scarcity of real dolphins in the vicinity and ends in the training of a diver to swim just below the surface with a rubber dolphin mounted on his back, sometimes rising to
the surface in a way that gives people on the shore impressions of seeing a real
dolphin… Assuming that some observer S is aware of this information, what is given
to him isn’t the practice (A) but a different observational practice that we can
call (B), which includes information about the very unusual background circumstances.
In this (B) practice, we cannot postulate the observation of a real dolphin merely
because we see what appears to be a dolphin emerging from the sea. Under the circumstances
presented by (B), in which a rubber dolphin is often carried on the back of a diver
swimming just below the surface, to know with certainty that one is observing a real dolphin
would require closer and far more careful examination. Closer underwater inspection,
for instance, might reveal factual evidence of a fake rubber dolphin, which can
be symbolized by o’. In this new practice, the thought-content expressed
by p could not be verified by the fact able to be represented by !o, because
!o isn’t really given to S, since we already know that in its context !o
cannot be trusted to be a real dolphin. However, ?p could be falsified by the more
careful observation provided by o’, as the following retroanterograde schema
shows:
p ~>
?p, !o’, p ≠ o’ /├ ~p
What this example shows is that
our usual certainty regarding experienced factual content, despite not being
absolute, must be postulated as certain
or irrefutable! This is assumed as
a practical certainty and must be treated as beyond the level
of a merely probable truth, under the assumption that the factual context does
not involve unknown evidence able to defeat
the linguistic practice in the context of which the perceptual judgment is
made. If we obtain information indicating
different background circumstances able to discredit the practice sustaining
the perceptual judgment, as in the case above, the assumed evidence vanishes.
I can offer a second, similar example, only
to reinforce the point. Yvonne is driving a car through a desert, and she thinks
she sees a lake, but it is really only a mirage. At first, she believes the lake
she sees on the horizon is real. We can symbolize this through the following retrograde
verification procedure:
!o, ?p, o = p / ├
p
However, it soon becomes clear
to her that she has made a naïve mistake; what she really sees is nothing but a
so-called inferior mirage. This is caused by the refraction of sunlight passing through a layer of hot air near the ground.
In this way, she adds to the background conditions the easy graspable unusual circumstances
able to invalidate normal perceptual evidence.
As she has learned that these unusual circumstances defeat the rules of normal observational
practice (A). Instead of thinking !p, ‘I see a lake’, she thinks ├ ~p ‘I
do not see a lake,’ eventually concluding:├
q, which asserts the sentence ‘I see an inferior mirage’ (or ‘I see the refracted
blue of the sky’), which represent a different factual content that can be
represented as o.’[21] Consequently, what was at first
accepted as external evidence is now viewed as an erroneous interpretation of phenomenally
given data, since practice (A) was replaced by the new practice (B). The gained
awareness of the context allows the invalidation and replacement of what was at first
assumed as an unassailable truthmaker. We can symbolize this change through a sequence
of the two following anterograde verification procedures belonging to practice (B):
?p, !o’, p ≠ !o’├
~p,
?q, !o’, q = !o’├ q
It is worth noting that in both
interpretations the phenomenal content of perception remains the same: an impression
of seeing the color blue near the horizon. But the interpretation of this content
is very different, once o’ is read as a new factual content: a mirage existing
in the world. And Yvonne understands what she sees differently because a more complete
awareness of the background information given by the surrounding circumstances (including
the fact that the blue band always keeps the same distance to the car) is able to
defeat the seemingly reasonable initial
interpretation
of the visually-given content as o.
22. Objection of the
linguistic-cognitive circle
Probably the most influential epistemic
objection to the correspondence theory of truth is the so-called problem of the
linguistic-cognitive circle: Propositions can only be compared
with propositions. If we compare hypothetical propositions with propositions representing
evidential contents, even if these are taken as irrefutable, we remain trapped in
our language and thought. Even if we find the strongest factual evidence, this evidence
could only be considered in the form of linguistic expressions of propositions,
but in no way do we find evidence by direct comparison of propositions (even if
understood, as we do, as e-thought-rules) with real facts, states of affairs or
events in the world (Neurath 1931: 541; Hempel 1935: 50-51). Here again, we would
be in danger of ending up in an infinite regress with epistemic skepticism as a
corollary.
A prima
facie general reply to this objection is that saying we are trapped in an intra-linguistic
or intra-cognitive world already assumes we know there exists an extra-linguistic
and extra-cognitive external world – a knowledge that remains unexplained.
Philosophers like Moritz Schlick (1936) and
A. J. Ayer presented a more focused reply. Here is A. J. Ayer’s well-known reply:
We break the circle by using our senses, by actually
making the observations as a result of which we accept one statement and reject
another. Of course, we use language to describe these observations. Facts do not
figure in discourse except as true statements. But how could it be expected that
they should? (1963: 186)
Ayer’s argument contains a strong
appeal to common sense. Nevertheless, this appeal seems to contradict another enduring
idea, which is also not alien to common sense. It is the idea that the whole content
of our usual perceptual experience should be some kind of conceptually articulated
belief-content and therefore should be mental
in nature. Consequently, it remains not entirely unreasonable to think that we could never have direct
and unquestionable access to anything referred to by a perceptual thought, even
if considered as e-thought-rules, namely, external facts as they are in themselves
(Cf. Blanchard 1939, vol.
2: 228).
One reaction to this dilemma would be to accept
the kind of last resort solution called idealism
(e.g., Foster 2000). But today idealism
seems to be an almost forbidden solution. According to
idealism, all reality is in some
sense mental. This view conflicts with one of
our chief modest commonsense principles,
namely, that we are surrounded by a
cognitively independent external material world. In fact, our empirical knowledge
(particularly our scientific knowledge) has told us that the mental is in some sense
a minuscule emergent portion of the physical world, dependent on it to exist, just
as the phenotype is dependent on the genotype. In other words, the mental appears to supervene the physical insofar
as experience – scientific or otherwise
– has shown.
Moreover, if we stay on the side of our principle of established knowledge (Ch.
II, sec. 5), idealism will remain anathema, since it denies not only the modest
commonsense truth that the external world is non-mental, but also the
scientific truth that the external world as a whole is overwhelmingly non-mental. In some non-mystical sense of the word ‘emergent,’
science has shown that mind is an emergent property of life, which is an emergent
property of organic chemistry, a rare carbon-based chemistry emergent from our atomic
and sub-atomic physical world.
And all our astronomical knowledge conspires
to show that this minuscule
accidental phenomenon of the emergence of the mental is destined to disappear with the unavoidable process of death
of the universe, which is foreseen by the laws of thermodynamics. Finally, from an anthropological perspective, idealism is very often
motivated by wishful thinking, as is argued in the philosophy
of culture and the humanities by authors ranging from Nietzsche to Freud and from
Hume to Marx and Durkheim. It seems that human beings pay a high price for having acquired consciousness. In
some way, it recalls the price paid by Prometheus for his theft of fire to benefit Mankind. Even if consciousness
makes us better able to survive, it also gives us an increasing awareness that
we live in an unpredictable and dangerous world, along with a clear sense of our
own physical vulnerability and finitude. Idealism,
by making the external world in some way mind-dependent, can be helpful in supporting
those illusions of control over the external world
that could give us some hope of beating the odds, a thought that is made explicit in Berkeley’s writings. Summing up, due to all
the knowledge we have at our disposal today about the physical world and ourselves, more than ever before
we have strong external reasons to reject
idealism in favor of epistemic realism. (The internal reason is what I intend to
expose later.)
23. Answering the objection
of the linguistic-cognitive circle
Epistemic realism concerning the
external world can be understood as the view that preserves the natural opposition
between the mental and the material worlds in the sense that we can roughly characterize the internal mental world as only
experienceable in the first-person,
while the external physico-material world can be mainly characterized as able to be experienced in the third-person.
Assuming epistemic realism, in what follows I will defend direct realism as able to
give us the kind of epistemological framework that will make it possible to break
the linguistic-cognitive circle. Direct realism is the view that our senses provide
direct awareness of the external world, showing it pretty much as it is. Direct
realism differs from indirect or representational realism, which is the view
that we have direct experience only of our own sensations, which inform us about the external world, so
that the latter is never directly experienced. Both, direct and indirect
realisms, differ from a third traditional epistemological position, called phenomenalism. According to this last view,
we can have experiential access only to our sensations or sense-data, since there
is no sufficient reason to postulate an external world independent of actual or
possible sensations. This view leads almost inevitably to idealism and to rejection
of a really existing non-mental external world (Cf. Ch. IV, sec. 20).
My defense of direct realism begins with the
suggestion that everything experienced in real perception has a kind of Janus face,
able to explain the double nature of !o,
as the thought o and as a fact in the
world underlining o. What I mean
is that what is given to us in proper sensory-perceptual experience of the external
world can always be understood as two different types of interrelated entities:
one psychological and the other physical, as follows:
(A) The merely psychological experience of cognitively-dependent
internally given sensory content, the
so-called sense-data.
(B) The proper, physically understood
cognitively-independent,
externally given perceived content (that
is, the external real entities understood as physically particularized property-tropes,
material objects as clusters of tropes, simple or complex facts as tropical arrangements…).
Psychological experience (A) gives
us what we may call sensory impressions or
sensory contents (also called sensations,
sensa, sense-data, percepts, phenomena, representations, ideas…). It seems commonsensical
that sensory contents are always present in perceptual internal tropical experience
(even if we are usually unaware of them) as I intend to show later. But experience
(B) also seems beyond doubt: it is the view that in addition to sensory experience,
when we really perceive something, this something is given to us as an external,
physico-material kind of entity. Indeed, it is also commonsense knowledge to say
that we usually perceive the external world directly
and as it really is. And this external world, as we have shown, is originarily
accessible as constituted by physical, external tropes (properties) relatively
dependent of clusters of relatively independent compresent external tropes with
some form and mass, most of them called material objects, and by arrangements of
both, also called facts.
The clearest evidence favoring this double
view is given by tactile experience. Suppose I touch a hot stove with my hand. I
can say I have a sensation of heat: this sensory-impression is the psychological
(criterial) sensory-content of experience (A). Alternatively, I can also say that
I have perceived that the stove is hot;
this is the correct perceptual experience of the (criterial) perceptual content,
that is, an externally given physical tropical state of a material object (B). The
most important point is that in the normal case we cannot phenomenally and descriptively
distinguish experience (A) from experience (B) (Cf. Searle 2015: 24). In spite of this, we can always conceptually distinguish
the two cases, as the following examples of tactile experience show:
(A) [I have the feeling that] the stove is hot.
(B) The stove
[I am touching] is hot.
In a similar way, I can say:
(A) [I have the feeling that] I am holding a tennis
ball in my hand.
(B) I [am
aware that] I am holding a tennis ball in my hand.
Now, from auditory experience,
I can say:
(A) I [have the auditory impression that] I hear
thunder.
(B) I hear
thunder [outside and over there].
And of the most common visual experience, I can also say:
(A)[I have the visual impression that] I am watching a fishing boat entering the mouth of Pirangi
River.
(B) [I am aware that] I am watching a fishing boat entering the mouth of Pirangi
River.
As you can see, although what
we could call linguistic descriptions of
contents outside the brackets are the
same in cases (A) and (B),[22] in (A) cases I speak of merely sensory (criterial) contents occurring
in my head, while in (B) cases I speak of objectively real physico-material external contents – perceived factual (independent criterial) contents pre-existing in the external world. Note that in cases of perceptual contents, I speak of contents
such as the distinguishable objects found in a drawer, that is, of objectively real
tropical entities given to experience, which should not be confused with semantic contents understood as rules whose
dependent criteria should be satisfied by the first ones). Furthermore, on the one
hand, the real perceptual content (B) is epistemically
dependent on mere sensory content (A),
because without sense impressions (A), one couldn’t know
(B); on the other hand, sensory content (A) is ontologically dependent on
the real external things constituting perceptual content (B), since (B) causes (A).
Accepting the above dual understanding of perceptual
experience is not hard and does not compromise direct realism. I can illustrate
how harmless the duplicity is by comparing it with our interpretation of objects
that I see in a mirror. What I see in a mirror can be understood as: (A’) a simple
image of things, for instance, the image of a vase of flowers on a table. But it
can also be understood as (B’) the vase in itself that I am looking at in a mirror. For instance, I can
point to the object I see in a mirror, and you can ask me if I am pointing to the
reflected image of the vase of flowers or to the real vase of flowers. That they
belong to different domains of experience is made clear by contextual differences:
the image isn’t considered real, because I cannot touch or smell it. The real vase
of flowers, on the other hand, can be touched, smelled, directly seen from all sides,
manipulated, broken; its weight and its size can be accurately measured and shown to remain constant, independently
of the changeable apparent size of its image… Alternatively,
I can change the apparent size of the image by bringing the vase closer to the mirror.
And this apparent size always doubles the real distance of the vase from the mirror…
Nevertheless, to a reasonable extent, qualitative properties and relations of both
image and reality will be alike or correlated. Moreover and unavoidably, looking
in the mirror I would not be able to see and locate the vase on the table without the help of its image.
In fact, access to the real vase is dependent
on access to its image. As in cases like (B) above, (B’) is epistemically
dependent on (A’), because without the image (A’) I could not see (B’). Alternatively,
(A’) is ontologically (causally) dependent
on (B’). This is why when I pay attention to an object in a mirror I interpret it
as perceptually dependent on its image, but when I pay attention to the image I
see it as causally dependent on the real object. I can easily say I see the reality
by means of the image. But I will never
say that I cannot see the actual object only because what I really see is just its image.
Like all analogies, the mirror-image analogy
has its limits. For instance, I can always be aware of the image in the mirror as
an image, but I am normally unaware of my own sense-data (except, for instance,
in cases like those of lucid dreams). However,
even here we find something similar: I
am aware of the image qua image externally,
mainly through conditions like the restriction to visual access and the relations
to other things, not due to the image itself. Anyway,
the mirror-analogy reinforces the idea that we can answer the objection of the linguistic-cognitive
circle by saying that the content of any real experience can be understood in two
ways:
(A) Internally and psychologically,
as a first-person sensory-based e-thought-content-rule (a sensory-perceptual e-thought-content-rule
with its internally fulfilled criteria).
(B) Externally as a third-person
physico-material fact (the referred non-semantic factual content constituted by
arrangements of external tropical criteria).
Now, insofar as we are also able to read in the given phenomenal content an external factual content,
we should be able to escape the linguistic-cognitive circle.
A complementary but also indispensable point
that I have dealt with many times already is that we almost never have a complete
sensory-perceptual experience of external factual
content. Our perceptual experience is typically perspectival. We experience
only facets, aspects, sub-facts. If from a position on shore I see a fishing boat
entering the mouth of Pirangi River, I may experience (see) only one side of the
fishing boat. However, based on this dynamic tropical sub-fact (an aspect of a process),
I am able to say not only that I see one side
of the boat – the sub-fact – but also that I see the
whole boat and that I am following the
whole process of the real fishing boat entering the mouth of Pirangi River
– a dynamic grounding fact (See Ch. IV, sec. 25-27; Ch. VI, sec. 6). All these
descriptions might be true and their truth derives equally from adequation.
Another complementary point is the
unavoidable admission that sensory content (sense-data) really accompany all
our perceptions. That this purely sensory content exists can be illustrated by a
phantom pain from a missing limb, after-images, and lucid dreams.
A person can feel pain in an amputated
limb as
if the limb were still there. An after-image
appears when someone closes his eyes after looking briefly at the sun. A lucid dream
is a dream controlled by a person who is aware
that she is dreaming. Furthermore, for those still skeptical of the existence of
internal sense-data in normal perception, experiments with vision reconstruction,
which involve computationally reconstructed brain experiences of scanned moving
images by means of fMRI (e.g., Nishimoto et al. 2011), are more than proof that
these sensory contents in the brain really exist, as in these experiments subjects experience their own sensory images and
interpersonally compare them with what they see in the external world![23] The dichotomy considered above
is also important because it is a necessary condition for the already noted defeasibility
of observational evidence: under perceived anomalous conditions we can
reinterpret experience by withdrawing from what we believed to be real perceptual
content to mere sensory content reinterpreting the lost one.
24. The argument of
illusion
Against the kind of direct realism explicated above and favoring
indirect realism or even idealism, there are two well-known traditional arguments:
the argument of illusion and the argument of science. As almost too much has
been written against these arguments,[24] I will emphasize only the essentials.
I think that answering these arguments strengthens my own moderate direct realist view.
I begin with the argument of illusion. It usually
concerns cases of perceptual illusions in which we seem to perceive something that
should not be perceived, particularly in the extreme case of hallucinations. There
are many examples that support this argument. They all aim to prove that in the
best case perception is indirect, since
it always occurs through the ‘veil of sensations.’ In what follows, I summarily
present several examples, some of which were already known in antiquity:
1. I go outside in mid-winter without wearing gloves,
although the temperature is minus 26 degrees. When I come back inside, my hands
are stiff from the cold and I cannot feel them. I soak my hands in water that is only at room temperature and yet feels warm!
Generalizing, what I directly feel are my
sensations, and only through them can I gain information about external temperatures…
2. I am near a speedway. A car passes me driving
at a very high speed. Because of the Doppler Effect, its sound
changes pitch from high to low. Hence, I do not hear the true sound, but only experience my own auditory perception,
which gives me information about external sounds.
3. A person with jaundice may in some rare cases
see the world as yellow due to an accumulation of bilirubin in his eyes. Now, what
allows us to claim that people who do not have jaundice see the world as it really
is, in its true colors?
4. If I press the side of my right eye with my
right finger, I have the impression that things in front of me are moving in the
opposite direction. Since these things are not moving, I
conclude that I can directly see only my images
of things, that is, my sensory impressions, my sense-data, and not things as
they are in themselves.
5.
If
I hold my index finger fifty centimeters from my face and focus on the far end of
the room, I see two images of index fingers.
If I then focus my eyes on the finger, the two images merge into a single one. Since
they are not phenomenally different in the two cases, I conclude that what I really see are only sensory impressions
of my index finger, even if I can secondarily locate my finger through these
sensory impressions.
6.
I look
at a coin I am holding at an angle to my line of vision. I am convinced it is round,
even though it appears elliptical. Indeed, only occasionally do I see a coin in
what I consider to be its true round shape. Hence, what I primarily experience are
my own sensory impressions of elliptical forms that I think of as different
views of its true round form.
7.
I walk
around a table looking at it from different perspectives. Then I look at the same
table from different distances. The visual impressions are always different. Consequently,
what I see is not the table, but only my own
changing visual impressions.
8. I see a lake in the desert, but soon I perceive
that it is an inferior mirage caused by layers of hot air above the sand which refract
the blue light from the sky. My visual
impressions of a lake and a mirage are phenomenally the same, hence what I primarily see are my visual sensory impressions
of a blue lake that is not really there.
9. Suppose I have a perfect hallucination of a
white horse. What I see is not a real white horse, but only a hallucinatory image.
Since this image made up of sense-data isn’t different from what I see when I see
a real white horse, the primary object of
perception must be my sensory impressions or sense-data.
If the argument of illusion applies
to cases (1) to (9), why not to all cases? Why not, as Bertrand Russell once suggested,
be democratic and admit that in all cases we first need to perceive our sensory
contents – the sense-data – in order to get information about the external world?
The conclusion suggested by the argument of
illusion seems to refute direct realism, which should then be replaced by indirect
realism – a view already accepted by Descartes and mainly attributed to Locke. The
suggestion is that the objectively real world is always perceived indirectly through the veil of sensations, which is formed by sensory
impressions or sense-data. To this one could add, using a Kantian argument, that
we experience how external things are for
us and never how they really are in themselves.[25] Nonetheless, against this
one could also sustain that, since what external things are for us is the only way
to tell meaningfully what they can be in themselves, what they are for us must also
in some way be what they really are in themselves.[26]
25 Answering the argument
of illusion
In my understanding of direct realism,
I do not wish to deny that there are sensory impressions or sense-data; I do not
even wish to deny that we perceive the world by means of a veil of sensations formed by sensory impressions, since
by accepting (A) I accept these assumptions. What I reject is the claim that these
things make our perception indirect. For
as is well known, we never say we perceive
our sensations; what we might say is only that we normally perceive the external
world directly through our sensations or sensory impressions. This means that just
because we can show that we perceive the external world by means of one or even
several veils of sensations doesn’t make our perception of the external world indirect,
since it is a category mistake to defend this view. Put simply: the main problem
with the argument of illusion can be seen as resulting from a misunderstanding of
the semantics of our concept of directness.[27] Consider the following four
sentence pairs:
1. I saw the Sun directly, through my green glasses.
2. I saw the Sun indirectly, in a dark room projected
on a screen by means of a telescope.
1. The trip was direct (the bus traveled directly through Germany from Constance to
Munich, with a lunch stop of thirty minutes).
2. The trip was indirect (it started with a bus trip from Constance to Lindau, where
passengers completed their journey on a direct train to Munich).
1. The bullet struck the victim directly (after piercing a windowpane).
2. The
bullet struck the victim indirectly (after
ricocheting off a wall).
These examples show that what makes
some relations direct is not necessarily the fact that we cannot find intermediaries between the relata – they very often exist and are more
than just one. Directness/indirectness is to a great extent a conventional distinction
that depends on the relevance of the intermediaries for what we aim to consider.
In the case of perception, language conventions
allow us to say that we perceive things around us directly, even if by means of a causal process involving a number of
intermediaries. Because of this, there is nothing wrong in accepting the view that
we perceive things directly by means of our percepts or sensory data or through a veil of sensations, just as
much as there is nothing wrong in saying that a victim was struck directly by a bullet, even though it first had to pass through
a windowpane.
Having this in mind, if we again consider the
examples of the argument of illusion one by one, it becomes clear that perceiving
things through sensory impressions does not mean that we must perceive them indirectly:
1. I soak my cold, stiff hands in water that feels
as if is warm. I am fully aware, however,
that the water is actually at room temperature, and although I perceive the temperature
directly, I know my perception is deceptive.
I know very well that if my hands were not cold, I would feel the water in its room
temperature. Then I would feel it in a non-deceptive way because the normal functioning
of our perceptual organs is an expected condition for adequate perception.
2. I hear the car’s motor directly, though in distorted ways. If I could drive alongside the car
at the same speed, I would hear it in an undistorted way; I would hear it directly as it is assumed to really sound, that is, free from the distorting Doppler Effect.
3. A person can say, ‘I see things directly as if they were yellow, though
I know that isn’t their true color,’ because he knows he has jaundice. – What we
call the true colors of things are by convention the colors I see under what are considered
to be normal conditions. This presupposes
the right distance from them, having normal vision, seeing things in adequate illumination
with a neutral white balance, etc.
4. Even if I show by pressing my eye that I see
things as if they were moving through my visual field, this does not mean that I
am not seeing them directly. In fact, I can even say, ‘I see external things directly and precisely as they are, though
having a false impression that they are moving.’
5. In this example, as Searle has noted, one can
instead say, ‘I do not see two fingers… In fact, I am directly seeing my own index finger as if it were doubled.’
6. Concerning the form of the coin, it appears
elliptical, but I can say that I directly
see a round coin that only ‘looks elliptical’ because it is being held at an angle.
– As A. J. Ayer pointed out, what we consider to be the true form or the real color
is partially a matter of conventions (Cf. 1973, Ch. 4). Here we have the convention that
the real form of a coin or a table is the form we see when we look down on them from above. In the same way, we have a
convention that the real form of a mountain is the form we see when looking at it
on the level of the base at a certain distance, but not an aerial view from above
(e.g., the Matterhorn, the Sugarloaf). Based on conventions defining the perception
of things as they are (our normal perception), we say that the real color of a tropical
mountain is green, even if it may seem blue when viewed from a great distance...
7. In the case of the different sensory images
of the table, you always assume that you are seeing a table that is always one and
the same. This shows that the different perspectives and distances are only variations
in the way the same table ‘looks like.’ And these different perspectives and
distances are said to be different ways in which you directly see the same table.[28]
8. In the case of mirages, I see what looks like
a lake, but usually I can say that I am aware that what I really see is the image
of the sky refracted by layers of hot air on and above the desert sand, and I say
that I see this mirage directly.
9. Finally, in the case of a hallucination, it
is simply incorrect to say that I see
the content of my hallucination. As Searle emphasized, I only believe I see it, when in fact there is nothing there to be seen! Verbs
like ‘seeing,’ ‘perceiving,’ ‘being aware of’ are here primarily related to factual,
external content, and not to merely internal sensory content. Even if we agree that
it is by means of sensory content that
we have perceptions of things, this does not make our realism indirect. In a similar
way, when we say that a bullet struck a victim after piercing a windowpane, we do
not mean that the bullet struck the victim indirectly.
This kind of answer is not as new
as it might seem. It was already present in the following comment by the direct
realist philosopher Thomas Reid targeting
his contemporary
David Hume, almost three centuries ago:
…visible appearances of objects are intended by the
nature only as signs or indications and the mind passes constantly to the things
signified without making the least reflection upon the signs or even perceiving
that there is such a thing. It is in a way something similar that the sounds of
a language after becoming familiar are overlooked and we attend only to the things
signified by them. (Reid 1967: 135)
To most present-day philosophers, including myself, direct realism is the most proper answer,
and we can see the persistence of competing doctrines as a testimony to how slow
and uneven progress can be in philosophy.
Summarizing: we perceive things directly, even
under misleading conditions like those of delusions. This justifies the direct realist
view of whatever is given in perception. And this does not mean that we do not perceive
the world inevitably by means of a veil of sensory impressions or
sense-data, just as seeing an object in a mirror does not mean that we do not perceive
the object as it is by means of its mirror-image. This justifies
our psychological interpretation (A) of a given content as based on sensory data,
without forcing us to reject interpretation (B). This reinforces the idea that a phenomenal content can be interpreted as psychological (constituted by
sense-data), but also as physical (constituted by material things, their tropical
properties, etc.)
26. The argument of
science and its answer
Finally, a word about the argument
of science. According to this argument, perceptual experience depends on causal
physical stimulation of distal neuronal cells that through synaptic activation ultimately
lead to the stimulation of cortical regions in the brain, which produces in us an
awareness of the objects of experience. Thus, our experience is in fact the experience
of something occurring in our brain, which is nothing but the experience of sensory
impressions. Consequently, our direct experience can only be of sensory impressions
occurring in our brain. From this it follows that we cannot have direct experience
of the world around us and that we cannot be sure that our contents of experience
reflect how the external world really is or even provide a warrant of its existence.
Worse yet, we may be led to the incredible conclusion that since our brains also
belong to the external world, we cannot even be sure that our brains exist... All
we can be sure of is that there are sensory impressions!
The answer to the argument of science is that
there is nothing semantically wrong in saying that we directly experience things given in the external world, even if this
experience demands the underlying work of complex neuronal structures as intermediary
means. In the case of visual perception, we have simulacra of things seen, first
in the projected image of the object causing the activation of photoreceptor cells
in the retina and then in a corresponding activation of the striate cortex in the
occipital region, which is analyzed by the visual-association cortex...
In my view, the decisive point is that the
sentence ‘we directly see the objects’ belongs to the conceptual schema expressed
by our natural language, while expressions like ‘by means of…’ or ‘through…’ used
in the argument of science belong to a physical-neurobiological language concerning
the underlying intermediating physical processes responsible for neuronal activation-patterns
that in our natural psychological language we use to refer to direct experience of the world around us. Each language
– each conceptual system – works well in its proper field, and each language has
its own way of segmenting or not the process of perception. Mixing both languages is what leads to fallacious
reasoning. In the present case, the fallacy arises when we use the semantics of
the physical-neurobiological language – which has discovered complex causal processes
at the physical and neuronal levels – to deny the semantics of our natural language
– which establishes a direct relation of
seeing or being aware of things in the outside world. This confusion is again a
clear case of equivocity (Ch. III, sec. 11).
Finally, as far as I know, what we call sense-data
in the visual case has much to do with the activation of the striate cortex, since
the stimulation of this region without the activation of photoreceptors in the retina
is apt to produce hallucinatory phenomena (Teeple, Caplan, Stern 2009: 26-32). However,
this fact alone does not make visual perception indirect, since it isn’t captured
by the semantic conventions governing what we are used to call the directly perceived
objects around us; and it is this psychological-natural language that is responsible
for what we understand with the ordinary word ‘perceiving.’
27. Question: How do we warrant
the perception
of external content?
Even agreeing with all these commonsense arguments
made to show that we are able to have direct
access to entities belonging to the external world by means of the veil of perception,
that is, by means of sensory contents or sense-data, the phenomenalist can still
pose the question: why are you so sure that the externally given tropical entities
that you say your semantic-cognitive rules apply
to really belong to a non-mental
physico-material world? After all, as we learned from our discussion of Berkeley’s
and Mill’s phenomenalism (Ch. IV, sec. 20), it does not seem inconceivable that
the objects that satisfy these rules are only actual or dispositional configurations
of mental or psychological sensations… which seems to lead us back to idealism.
However,
for the already given external reasons (related to what science and culture presently
have to say or suggest about the world and ourselves), idealism seems to be far
from a plausible option. In what follows, I expect to give internal epistemological reasons to think that idealism is a philosophically
equivocal solution. This means I need to give reasons for our commonsense assumption
that the external fact that we believe to satisfy the dependent criterial configurations
demanded for the application of the verifiability rule must be able to be seen as
belonging to a physico-material external world. These reasons must justify not only
the externality of an inferentially reached grounding fact constituted by arrangements of physical
tropes and their combinations but also (more directly) the externality of its aspectual
sub-facts as partial arrangements of physical tropes and their combinations (Ch.
IV, sec. 25). In other words: the kind of commonsense direct realism defended in
the last sections, though intuitively correct, still does not seem to justify the way the magic trick is
performed of interpreting (reading, understanding,
projecting, displacing… it is hard to find the right
word) our internal sensory
psychological contents as external physico-material contents perceived by our senses
in a way similar to the way we interpret a mirror image as a reflection of something
external. That is, even by accepting that we perceive the external world directly
by means of the veil of perception after answering the arguments of illusion and
science, we still seem unable to explain what we do in order to rid ourselves
of what is internally mental when speaking of the external entities that are objects
of perception.
In my view,
a more
complete answer begins to appear when we press the question further. Suppose we
ask: under what conditions are semantic-cognitive rules like the verifiability rule
not only conceivable, but also effectively applicable to entities belonging to the
so-called real external world? In other words: what are the conditions responsible
for our awareness of the effective applicability of the rule to what we are allowed
to call mind-independent physico-material entities really existing in
the external world? In still other words: when do those phenomenal entities
that we could otherwise be able to recognize as mere sensory contents (sensations,
sense-data) become likely to be recognized as directly experienced external tropical
contents beyond our actual or dispositional mental states? (– I primarily mean their
recognition as perceived external properties, that is, as simple or complex external
tropes…
material objects as clusters of external tropes displaying compresence… and real
factual contents as external tropical arrangements.)
My suggestion
is that what makes semantic-cognitive
rules effectively applicable to mind-independent third-person physico-material tropical
entities in the external world is the satisfaction
of suitable conditions of external reality in the absence of any verified skeptical
scenario. I hold that the adequate satisfaction of these conditions is ultimately responsible
for the ‘magic’ of using our internal phenomenal sensory data as a way to reach
external reality. That is, like the changes of our reading of mirror-images, our reading of what is
phenomenally given in indexical thought-contents supported by sensory-impressions
(internal criteria) can be changed into our reading of them as real factual contents
belonging to the external world and constituted by what might be called physical
external tropes (independent external criteria). More specifically, I wish to show
that by definition, once the conditions
for external reality are adequately and sufficiently satisfied, they constitute
the proper, independent, externally given criterion
for the external reality of the contents of experience that fall under the scope
of those rules. These conditions act somewhat like the conditions that, once considered,
allow us to understand what we see in a mirror as the objects reflected and not
as mere images of objects. (A skeptical scenario verified as a simulacrum of reality
would be like a second mirror interposed between us and the object. The
question is if the doubt whether there is not a second mirror makes any sense
when there is no evidence for the existence of a second mirror.)
However,
are there such conditions? In my view, these general conditions certainly exist,
and their adequate satisfaction always constitutes what we implicitly assume in
our attributions of external reality. The point was already touched on in the explanation
of Mill’s complementary conditions for external reality in Chapter IV. In fact,
conditions for external reality were (within a diversity of metaphysical frameworks)
already largely suggested by modern philosophers, beginning with Descartes and continuing
with analytical philosophers, from G. E. Moore to J. R. Searle.
I can summarize the
most fundamental conditions to warrant external reality proposed by modern philosophers,
beginning
with Locke. According to
Locke, our opinions about physical objects are justified by the properties associated
with our ideas of sensations, such as their involuntary character, order, coherent
agreement reflecting law-governance, and interpersonal accessibility (1690, Book
IV, Ch. 11). The immaterialist Berkeley concluded that
the ideas constituting so-called
external reality are very strong, distinct and independent of the will (1710, III).
For Hume the impressions of a real thing are those that ‘enter into the soul with
the most force and violence’ (1738, Book I, sec. 1). Kant held that conformity
with laws (Gesetzmäβigkeit) is what defines the formal aspect of nature (1783,
§ 16).
J. S. Mill, as we have already considered in some detail, said the external world consists not
only in continuous or guaranteed or certified possibilities of sensations, but also in their independence of our will and
their conformity with the regularities of nature, such as the causal laws of physics (1889, Ch. XI). According to
Frege – already an analytic philosopher – the externally objective realm (his erste Reich) has as a criterion of objectivity its interpersonal accessibility
and independence of will, while its reality has as a criterion its spatiotemporal
location (1918b). A direct realist analytic philosopher of the early 20th
century, G. E. Moore, summarized the main conditions of external reality in the
following passage:
The real
is something independent of the mind that is verifiable by others, continuously
connected with other things, and in this way has certain causes, effects and accompaniments
with the highest degree of reality. (1953)
Such
explanatory efforts have continued up to the present. To give an example, in a recent
study John Searle pointed to some characteristics of the object or state of affairs
really perceived, such as presentation (instead of representation), causation, non-detachability,
indexicality (things are presented here and now), continuity and determinacy
(Searle 2015: 60-70; See also Huemer 2001, Ch. 4).
Finally,
a genetic account of our awareness of external reality proposed
by Sigmund Freud (1911)
could be mentioned. He suggested that we begin our lives under the governance of
the pleasure principle (Lustprinzip), which
seeks immediate gratification of desires and avoidance of pain. Since the external
world does not grant us painless immediate gratification, we gradually learn the
reality principle (Realitätsprinzip),
according to which we need to act rationally toward the external world, postponing
the immediate satisfaction of our desires in order to assure continuing lower levels of gratification
accompanied by a foreseeably lower level of pain. For Freud, it is by means of this slow and
difficult transition to the reality principle that we learn to distinguish an external
material world with its own constraints.
It is true
that when considered in isolation none of these conditions warrants that the contents
of perceptual experience are externally real ‘material’ contents constructed from
tropes. Indeed, criticizing Locke, Laurence BonJour correctly noted that none of the
conditions of reality given by Locke is sufficient to warrant the external reality
of anything (BonJour 2002: 130-135).
Examples easily confirm BonJour’s objection: A mere content of sensation
can have the highest degree of intensity and determinacy and yet be hallucinatory,
as may occur in some rare cases. A perfectly realistic dream could be in strict conformity with all
the expected regularities of our physical and social world. Although many mental
acts are dependent on our will, dreams, obsessive thoughts, along with most feelings,
are typically independent of our will. Even interpersonal agreement about states
of affairs can occur without their real existence, as in the case of a dream in
which we find other persons who agree or disagree with our experiences, or in the
rare case of a collective hallucination (suppose that several people with similar
beliefs take a hallucinogenic drug and, motivated by suggestion, share similar pseudo-perceptions…).
Finally, external occurrences can possibly be directly dependent on our will (as
in the case where someone has a brain-reader connected with his motor cortex, enabling
him to move objects in the outside world using his mind alone).
28. Answer: a definitional criterion of external reality
Notwithstanding, I think there
is a way to surmount the problem
identified by BonJour. The mere conditions of externality can be transformed into a definitional criterion for the existence or reality of the external world outside
us, that is, into a sufficient condition
for the ascription of external reality in the typical realist sense of the word.
This suitable definitional criterion
consists simply in the demand that the most relevant of these
conditions should be satisfied together,
in accordance with conventional peculiarities of the expected kind of entity (property,
object, fact…). Hereby we find a decisively
subsumed criterion that, once given, allows the perceptual contents that satisfy
a semantic-cognitive rule to be projected onto the physical world outside us, as externally
existing tropes or constructions made up of them, which are by definition external,
material and free of any psychological element, within a complete system of external
entities also able to satisfy the same kind of rule in a similar way.
We can better
establish this point by proposing that the entities that can be seen as externally
real are those that suitably satisfy all
the main conditions of reality. And when these conditions are put together in such
a way that we could in the proper sense of the word speak of them as constituting
a definitional criterion of external reality,
they work as what could be called axioms
of externality. Here is how this view can be explicated concerning perceptible
entities surrounding us:
DEFINITIONAL CRITERION OF EXTERNAL REALITY:
In order for some content of belief to satisfy an e-thought-content-rule as an externally real entity (as a factual content
minimally constituted by an object and a property) belonging to the physico-material
world, it must satisfy the basic axioms of externality. In the standard case, the
axioms that the entity must satisfy in order to be considered externally real must
be the following:
(i) The entity must be able to be given to the
senses of cognitive subjects in its most intense
degree and detail. In many cases, it must also be co-sensorially given in the most intense degree.
(ii) The entity must (usually) be independent of the will.
(iii) While existing, the entity must always be an
object of perceptual experience and possible
interpersonal agreement insofar as the adequate conditions are given (namely, it must be the subject of what Mill
called ‘continuous, guaranteed or certified possibilities of sensations’) – here
we could also speak of, if not actual, at least interpersonally possible
perceptual experience.
(iv) The entity must obey the laws of nature,
displaying expected regularities within a larger context (one would not be restricted
to physical laws; biological, psychological and even social regularities could be
included…).
(v) The entity must be able to be seen as in some
(even if indirect or extremely indirect) way causally related to any cognitive subject who applies the rule.
I am not sure that this list cannot be improved, and
I am unable to order the axioms hierarchically. But I believe they are the most
relevant ones. Moreover, my thesis is that once all these conditions are suitably satisfied, there is nothing in the
world that can defeat the kind of external reality that we intend to attribute by
means of them. Together they are sufficient
for the attribution of external reality in the most proper sense of the word, which
I call the inherent sense, although it
can be contrasted
and easily confused with what will later be called the
adherent sense
of external reality, applicable in skeptical scenarios.
I will use
the following example to make it clear that taken together the axioms
of externality constitute a sufficient condition of external reality. Right now I am working on
my notebook computer. I am very sure that what I am experiencing this device is
presented to me as a complex of mental images and sensations (as variable contents
of sensations or ‘sense-data’).
But I am also well aware that this device is also given to me as a corresponding
physico-material object existing externally (an interpersonally perceivable
and independently existing combination of material or external tropes of solidity,
volume, form and… inertial mass, displaying compresence). Now, how do I know that
I effectively apply my notebook’s identification rule in its proper context, so
that I am entitled to say that it exists externally? What warrants my understanding
of the perceptual content as that of a real physico-material object in the outside
world to which I might definitely apply its identification rule? The answer is clear:
the suitable satisfaction of the above listed axioms of externality in the application
of my notebook’s semantic-cognitive identification rule. That is:
(i) The device must be able
to be given to my senses in the most intense degree and detail. It is in this way
also co-sensorially given (I can see, touch and hear it).
(ii) The device must exist
and be constituted independently of my will.
(iii) The device must be
continuously able to be given to sensory-perception under suitable conditions (I
have seen this notebook computer intermittently in my home for many months and some
other persons have also seen it). And (because of similar past experiences
of material objects) I am sure that other persons would agree that this notebook
computer is here in front of me now if they were here to see it; so I can be
sure that my experience is at least interpersonally possible.
(iv) The device must obey
expected physical regularities (it functions as described in the instructions, sometimes
I have to recharge or replace its battery, I can download
and install new programs from the internet, etc.)
(v) The device must satisfy
its identification rule in a causal way (very often I am causally interacting with
my notebook computer, and I am aware of this).
The interesting point is that even if the whole world
were just an incredible dream – including my body and my notebook computer – I would
still be entitled to affirm that my notebook computer is indeed very real, that it
exists in an external world (even if in the end only a fictional one) and behaves
externally as a material object in the sense that it suitably meets the criterion
of reality by satisfying the axioms of externality from (i) to (v), that is, it
is fully real in the inherent sense of
the word. Indeed, if a dream has all the features of reality, then it is real in
the relevant sense of the word.
A second
point is that the satisfaction of the axioms may be incomplete and more or less
constrained by conventions. A rainbow does not completely satisfy axiom (i): Although it is seen
in its greatest expected intensity, it cannot be touched or heard. But probably
for the same reason we aren’t inclined to say that a rainbow is the most real thing
in the world. New technology for brain-computer interfaces (BCI) enables us to move
objects with willpower alone,
which shows that some external things are to a certain extent dependent on our will
and do not satisfy axiom (ii). Anyway, it is not our will that sustains their existence
– not yet. And the real form of a mountain is conventionalized as satisfying the
axioms of externality when viewed from its base and at a certain distance, which
is a contextually dependent addition to the axioms.
On the other
hand, internal sensory-contents, even those of a hallucination, typically do not
satisfy, or only barely satisfy, the criterion of inherent reality. Indeed, if they
sufficiently satisfy all externality axioms, they satisfy the criterion of external
reality and must be considered in a sense externally real. It must be so because
the totality of the partial conditions constituting the axioms of externality simply
form a definitional criterion, grammatically or logico-conceptually
warranting that the object of perception – in this case, the notebook computer in
front of me – can be said to be an externally real material object belonging to
what I am allowed to call a material physical world around me, and not just something merely mental.
Another
point is that, although taken together the axioms of externality are a sufficient
condition for attributions of external reality, their satisfaction is not a necessary condition. For instance,
a person can be under the influence of some drug or suffer from some perceptual
deficiency… so that although she is indeed experiencing a state of affairs that
is externally real, several of these conditions are not being satisfied for her
(e.g., some people take drugs to escape
the harsh reality of the external world).
Anyway,
it seems clear that it is the satisfaction of the externality axioms from (i) to
(v) that for conceptual reasons alone warrants to me that my notebook computer’s
identification rule is effectively applicable to a real material object in the external
world. Together these axioms establish the criterion for the application of our
usual concept of the inherent reality or existence of things belonging to the external
material world: a pre-condition that must be satisfied for the effective applicability
of semantic-cognitive rules to inherently real things belonging to the domain of external physico-material
reality. Their satisfaction warrants to me that a physico-material object like my
computer is real, that it exists externally in a very concrete sense of the word, as a compresent cluster
of stable tropes of solidity, density, volume, form, colors… effectively satisfying
its identification rule and being constituted in conformity with it – and it must
be so as a derivative of the cognitive senses
we give to our words.
At this
point a Berkeleyan immaterialist can object that even if the semantic-cognitive
rule,
along with the sensory content that satisfies it, demonstrates itself to be effectively applicable and consistent with all
the axioms of externality, these sensory
contents still belong to a
mental order, so that although we believe that
we grasp the material world, we remain in the domain of idealism. The answer
I can give is that the sensory content that satisfies all these conditions must
be a perceptual content belonging by definition to an external physico-material
world, insofar as we leave out of consideration radical skeptical doubts. My personal
computer, by satisfying the axioms of reality, must satisfy the physical laws, it must satisfy the conditions for a material
object (inertial mass inclusive) within the context of a physico-material world,
at least insofar as no skeptical scenario has been found.
The psycho-phenomenal content of sense
data is now read as a physico-phenomenal content of material properties and objects.
(I think that this point is made easier to understand when we remember that science
has unmistakably proven that the mental is also physico-material, though as
such only internally accessible.)
Skeptics
will certainly object to this conclusion. They will point
out that they can imagine skeptical
hypotheses like those of a brain
in a vat, a Cartesian soul or a dreaming subject… who are continuously and systematically
being misled about a whole world that perfectly satisfies all the usual axioms of
externality without having the least bit of external reality or the expected kind
of physico-materiality. But as will be made clear
below, the concept of external existence or reality applied in a skeptical scenario
has an adherent sense, which is very different from the inherent sense of reality
analyzed
until now and, as we will see, cannot be applied in the absence of skeptical
scenarios.
Now we already know what to do in order to
warrant perceptual content, which as I noted is physical, like the content of a
drawer. First, it is important to remember that the sensory-experience of mere sensory
content is usually also a cognitive experience. If I have the feeling that a stove
is hot or that I am holding a tennis ball, if I seem to hear a thunderclap or become
aware of my sensory experience of my personal computer, these are all indexical
thought-contents with their own verifiability rules satisfied through internal sensory
experiences or sense-data. The point to be emphasized is that these sensory data
will be read as internal only insofar as they are not seen as satisfying the criterion
of external reality constituted
by the
axioms of externality (I may simply
be hallucinating
my notebook), while they will be read as external when they do satisfy these axioms (I have worked
with this notebook computer for
a long
time, others have confirmed this). In the first case, I am considering the merely
psychological experience (A) of sensory-psychological contents. In the second case,
the applicability of the axioms of externality to what is given to me as sensory-psychological
phenomenal contents (A) is only a transitive necessary condition for something further, namely, the
proper perceptual experience (B) of external perceptual contents understood as physico-material
tropical arrangements.
Furthermore, in case (B) we might suppose there
to be something external unifying the
variety of aggregates of sensory experience which make the real, actual external
entity (a property, an object, a fact) in the world (for instance, my personal
computer). Indeed, it seems reasonable to think that this actual external
entity should have a unifying structure that could be captured through the
effective applicability of a rule’s many diverse criterial ramifications.
A final
point is that in perceptual experience, when sub-facts sufficiently satisfy the
verifiability rule, and this rule is accepted as effectively applicable because
it satisfies the axioms of externality, we have at least a necessary condition
for accepting the aspectual match between some derived indexical thought-content
and the corresponding external sub-factual content. However, this satisfaction of
the inherent sense of external reality also indirectly applies to the grounding
fact represented by the basal thought, whatever it is. Consequently,
for its effective application
to facts belonging to the outside world, the verifiability rule must be applied
in a way that also satisfy the axioms of externality. Only in such ways can ambiguous
sensory-perceptual contents be understood as
not merely mental, but as
belonging to the inherently real external physical world, as physico-material constituents
of the sub-facts belonging to a grounding fact, and because of this also to the
grounding fact itself.
29. Proving the external
world
Before we consider expected objections suggested by
the consideration of skeptical scenarios, it is important to note that the application
of the axioms of externality can be inductively
extended to contents that can be experienced only indirectly or potentially or both.
Thus, calling ‘(A)’ the genetically originated trivial case of the external reality of perceived entities surrounding us, like the
case of the personal computer I am writing on
now, we also have other
cases like:
(A*) All the
things we cannot experience
directly with the unaided senses but can experience indirectly, such as viruses, atoms, magnetic fields, gravitational fields
(one can indirectly verify the existence of atoms using scanning tunneling microscopy,
and one can indirectly verify the existence of electromagnetic forces by manipulating
magnetized material). These things can be considered externally real because the
complexes of causes and effects that are associated with them satisfy axioms (i)
to (v). Consequently, using a well-known mechanism of semantic extension already
suggested by Aristotle, we are also justified in attributing external reality to
them.[29]
Another form of semantic extension is case (B)
of the application of the concept of external
reality to entities beyond the reach of our actual spatiotemporal possibilities
of experience. This case (B) can easily be
subdivided into three subcases:
(B1) Past things. Everything I know to satisfy
the criterion of external reality because I remember having experienced it as satisfying
the criterion, but that is not accessible to me now (like my grandfather’s house, which I visited only in
my early
childhood or a former childhood friend).
(B2) Testimonial things. The great number of things
that I know are able to satisfy the criterion of external reality by means of testimony
or any reliable informative source (from the city of Angkor Wat to Napoleon’s coronation
or the extinction of the dinosaurs). I would also include as ‘testimony’ photos,
videos, historical documents, archaeological remains, etc.
(B3) Unknown things. This is finally the case
of my inductive belief that because I have always had new experiences of real external
things in the past, the world is full of other real external things that I have
never experienced but that are directly or indirectly able to satisfy the criterion
of external reality – let us call this
‘the openness of the world.’
Finally, this allows us to inductively prove the inherent
reality of the external world, since what we understand by our whole world is nothing more than the sum of all the entities that we reasonably
believe
to satisfy (A), (A*), (B)
as (B1), (B1*), (B2), (B2*) and (B3) (B3*), understanding B1*, B2* and B3* as things
indirectly experienced or able to be experienced in the corresponding domains.[30] In this way, we use the inherent criterion of
reality in its extended forms to prove the existence or reality or actuality of
the external world in the usual sense of the word.[31] It is because all of us have unconsciously engaged in similar reasoning
at some point in our childhood that we all believe that the external world self-evidently
exists
and that only philosophers
and madmen can doubt its existence or reality.
These extensions
also explain how we can make ordinary attributions of truth to statements based
on adequation with inferentially derived statements of facts that aren’t presently
given to our senses. Consider as an example the judgment ‘It is true that Mrs. Rose tried to poison Reverend
David with arsenic,’ symbolized as ├p, which is true by adequation with the inductively
reached statement of fact symbolized by q. We know that q expresses
a verifiability e-thought-content rule that can be read as representing an external
factual content. But what entitles us to give the status of a fact to something
that no person (with the exception of Mrs. Rose) ever observed? The answer is that we are inductively aware that this dynamic
fact was real, satisfying the axioms of externality from (i) to (v) by the indirect means of the more direct satisfaction
of the criteria of reality of the perceptual or perceptually based e-thought-contents
r, s, t, and u, corresponding to their respective external
facts. This entitles us to conclude that the verifiability rule of q would
have been effectively applicable in its proper context if someone able to apply
it were there, that is, that the fact-event of Mrs. Rose’s attempt to murder her husband occurred as something
inherently real.
30. Skeptical scenarios
Now, what about extreme skeptical scenarios or experiments
with artificial reality? The challenge to our view is that in these cases the satisfaction
of the definitional criterion of external existence considered above can (in principle)
be in part or, it seems, even totally emulated. Thus, the brain in
a vat (pace Putnam[32]) has experiences that seem as real to it as
experiences we have in our actual world, though it is on the very different planet
Omega, interacting only with the program of a supercomputer... However, curiously
enough, if this were the case and, for instance, the brain were removed from the
vat and implanted in a living organism, so that it could experience the world of
the planet Omega as it really is, his past
normal attributions of reality would in
an important sense not be denied. The same would be the case if someone comes
to know he has been the object of a flawlessly executed virtual reality experiment.
That is, happenings belonging to the life of the brain in a vat were very realistic
illusions indeed, since the axioms (i) to (v) were all satisfied, even if everyone
should agree that this solid reality was in a sense unreal, since it was
a sub-product of the present world, here treated as if it were the ‘ultimately real’
world. Now, it seems that the world presented to the brain in a vat could be simultaneously
real and unreal, which would be contradictory.
We can solve
this dilemma by simply accepting that there are two different senses of external reality,
which should not be confused:
(a) the inherent
sense of external reality
(b) the adherent
sense of external reality
The inherent
sense of external reality (a) is the foregoing, demanding the suitable satisfaction
of externality axioms from (i) to (v). We are all very well acquainted with the
inherent sense, since it is the sense of reality that we apply on a daily basis.
The brain in a vat (or the dreamer of a totally realistic dream) also experiences
the criterion of inherent reality as being perfectly satisfied, and it is in this
sense that the brain in a vat is right when it thinks that the experiences of the
world given to it are perfectly real: they are still real in the usual inherent sense.
Nonetheless,
the external world experienced by the brain in a vat before its liberation was unreal in the adherent sense, the sense (b)
of external reality. The adherent sense is reserved for skeptical scenarios and
circumstances of virtual reality. It forms a different sense of ‘external reality,’
because the criterial conditions for satisfying
or not satisfying the adherent sense
of reality are very different from the criterial conditions for satisfying the inherent sense.
The criteria for the adherent sense are more properly coherential. We would be able to reject the adherent reality of something
experienced, based on the fact that we now know (or always knew) that we have been
subjects of an experiment in virtual reality, since the
coherence of that experience
with actual and past surrounding circumstances is lacking.
Examples
make the point clear. Consider an experiment with virtual reality in which we use
special virtual-reality digital gloves that give us a sensation of touching holographic
images of objects. You see the holographic image of a cup of tea, you touch the
cup, you feel it, others can see it, but when you try
to firmly grip it, your fingers go
through the cup. Here to some extent the conditions of inherent reality are satisfied, though this does not suffice to endow
the cup with reality. Moreover, we know from the start that the criteria of adherent reality are not being satisfied,
since we are aware that the virtual reality is a counterfeit
one made from material of our
own real external world. We can even admit that the holographic image has some limited degree of inherent
reality acquired by the satisfaction of some conditions of external reality, but
surely no adherent reality and the reason for this last conclusion is that this
evaluation fits much better with our more complete informational background.
Now, it
is of utmost importance to see that when effectively applied in experience the concept
of adherent reality is relative. Relative
concepts are used only comparatively. For instance, consider the attribution of
size in the sentence ‘A small baby elephant is large relative to a mouse.’ (Copi)
Thus, we cannot effectively attribute or disattribute adherent reality independently
of a given basis of comparison. Because of this, the idea that we can in a justified
way know that the ultimate or absolute adherent reality of things is an
empty one because it is devoid of criteria; we do not have and do not need to
have a verifiability procedure assuring us that we and our actual world cannot be
victims of a skeptical scenario. Because the concept of adherent reality is
relative, we cannot prove the adherent reality of our world and we cannot
disprove it. Consequently, to ask about the adherent reality or unreality of
our world outside of any skeptical scenario is senseless. It is an illusion of
reason invented by philosophers. We can ask only about its inherent reality and
get a positive answer. That is all.
To further
exemplify the relative or comparative character of the application of the concept
of adherent reality, suppose now that you are a brain in a vat. Let us suppose that you
fall
asleep one night, and when you wake up you find yourself in completely different
surroundings with a new, unfamiliar bodily form. You see around you creatures
that look quite strange and alien, and what is worse, you also look like them. They
claim that you are now on the Planet Omega and tell you that your brain was removed from the
vat and implanted in the head of a creature belonging to
their species. The creatures give
you coherential reasons to think that the world you are now living in is adherently
real, compared with the world where you
lived in the past, even if both are equally inherently real (they can show you the
vat and the supercomputer. They tell you that the reason for the experiment is a pedagogical
intention to increase the mental diversity on Planet Omega. They acquaint you with
their wonderful new world, inhabited by the most fascinating creatures…). In the
end (if you don’t go insane) you may come to believe they are right, since this is the best
way to give coherence to the relation between your present experiences and your
memories. But it is important to remember that the application of the concept of
adherent reality is here only comparative, since outside of the relationship to
a skeptical scenario you cannot have any workable criterion to judge whether or not the present world
is the ultimately real world. This impossibility is shown by the fact that even in
a radical skeptical scenario
where you have such a criterion it may be that you have been deceived again.
Perhaps your brain was only moved to another vat, where the program ‘Awaking on
the planet Omega’ is running, so that you are deceived again and will only be able
to gain a new relative awareness of it if you are awakened once more…
On the other
hand, the conditions of inherent reality are or have been equally well satisfied
in any of these worlds, and in this sense they are all sufficiently real worlds.
Thus, the earth-world was adherently unreal relative to the present Omega-world,
while the present Omega-world is adherently real relative to the earth-world, even though both worlds
are inherently real, and both worlds can turn out to be adherently unreal relative
to a third adherently and inherently real world within a further skeptical scenario
(e.g., being awakened from the program ‘Awaking on Planet Omega’) and so on.
These
remarks are already sufficient to allow us to answer the radical skeptic, since it seems clear that
for lack of semantic discernment the skeptic, as much as the anti-skeptic, confuses
inherent attributions/disattributions of reality
with relative adherent ones, producing equivocal
arguments. According to the modus tollens
skeptical argument for ignorance, because I cannot be absolutely sure that I am
really not a brain in a vat, I cannot
be sure that I have two real hands… However,
here the skeptic makes a mistake, since the concept of reality (usually implicit in the argument) should occur first in the
adherent sense and then in the inherent sense. The anti-skeptic is victimized by the opposite
confusion in his modus ponens argument
for knowledge, according to which because I know that I have two real hands, I can know that the world where
I now am is the real one and not a vat-world…
since the (usually implicit) concept of reality here occurs first in the inherent
sense and then should occur in the adherent sense.[33]
It is also
important to note that the inherent reality of the external world experienced by
the brain in a vat could not be one of a physico-material world obeying the laws of physics
as we understand them! Indeed, being aware of a skeptical context, someone would be able
to agree with the lack of adherent reality
of the vat-world – made up only of electronic patterns in the supercomputer configured
by a computer program – or the adherent unreality of the content of the world as
a dream – constituted only by neuronal activity and not real material things surrounding
the person who dreams. In a skeptical scenario,
the attribution of adherent
reality comes to the fore and makes sense, since there are reasons to make a comparison.
But normally there is no reason. As we have already noted, this is why it is normally
senseless to pose radical skeptical or anti-skeptical questions without offering a skeptical scenario,
and this is why it is senseless to doubt or affirm that our world
is a dream in the ultimate adherent sense. That is:
The question ‘Is our external world the ultimate, absolutely
(adherently) real one?’ is empty. It is a senseless transgression of the limits
of meaningful language because it is an attempt to treat the relative concept
of adherent reality as if it were an absolute (non-relative) concept.
Nonetheless,
a question arises here: why are we so naturally disposed to accept the external world as not only inherently
real, but also as the authentic physico-material world filled with the material
objects we see around us, that is, as well as an adherently real world? Why is the assumption of
the physical materiality of the external world part of our common knowledge? The answer
is that people who ask this question have not differentiated between the
inherent and adherent senses of external reality. Because of this, they
perceive that we can prove that the external world is real in the inherent
sense, but they believe we are in this way also affirming that the external
world is ultimately real in the adherent sense of reality. But they feel there
is something excessive in this affirmation, which leads them to treat skeptical
riddles as if they were more than mere semantic pseudo-problems. The question
of adherent reality only arises because we are able to comparatively imagine
skeptical scenarios in which the question would make sense. Inherent reality is
all that we know on earth and all we need to know.[34]
The main
point of this section was to reaffirm that adequate satisfaction of the axioms of
externality is what essentially performs the sleight of hand of allowing us to interpret
phenomenally given sensory contents as belonging to external physico-material entities
independent of us, which by definition aren’t mental or psychological. In this way,
idealism is ruled out insofar as we find
no evidence of a skeptical scenario providing us with relative criteria to pose
the question of whether our world does or does not adherently exist and leading
us to reject its physico-material reality. Once we feel ourselves free not only
to interpret phenomenal contents as mind-independent, third-personally accessible,
but also as obeying the real laws of nature, and therefore as being physico-material in all their aspects,
we have no meaningful reason to pose the question of whether or not our world
has adherent reality, simply because we lack verificational resources to answer
that question, and a question without a possible answer is a question without meaning.
Aside from skeptical scenarios, the satisfaction of the criterion of inherent reality
by our phenomenal content is all that is needed to support the kind of displacement
that puts content within what
is called the non-mental external physico-material world.
31. Verification and intentionality:
Husserl
At this point, it can be helpful
to recall some of Edmund Husserl’s views on truth in his Sixth Logical Investigation.
I believe that he offers there his deepest
insight, even if his insistent attempts to develop it might have entangled him in
a speculative maze. As we saw, Frege spoke of senses as meanings and thoughts, understanding
them as abstract entities. The work of Wittgenstein, Michael Dummett, Ernst Tugendhat
and others leads us instead to the suggestion that what Frege identified as senses
or meanings are in fact semantic-cognitive rules or adequate associations of these
rules considered in a particularist way
as coming into being only through their effective or only merely rehearsed application.
These rules can be applied either effectively (to the real world) or at least to
some extent only imaginatively (as a possibility) if they do not remain mere psychological
dispositions. Against this, Husserl spoke of intentional acts as ephemeral
instantiations of meanings, supporting the Platonist view that meanings in themselves
should remain abstract entities, as Frege and others have also held.
Nevertheless, it is important to see that Frege,
Wittgenstein, and Husserl were all struggling with the very same issue, although
using different strategies and starting from different perspectives and assumptions.
As we saw, Fregean senses must be semantic-cognitive rules or associations of such
rules. But similar reasoning should be applicable to Husserl’s intentional acts:
they should unavoidably include – in accordance with our view of semantics as always
psychologically embodied – cognitive instantiations of semantic rules or associations
of rules, which can be expressed in a cognitivist (psychological) and/or in a semanticist
(logico-linguistic) fashion. As you might remember, in our analysis of adequation
we considered an intention with a mind-to-world direction (responsibility) of fit
added to its proper structural isomorphism as constitutive of a verifiability rule,
which seems to a large extent a good way to understand Husserl’s view
of intentional acts.
In what follows, I will first present a short
summary of Husserl’s theory of intentionality in its relation to his adequation
theory of truth. Then I will try to translate his main insights into my own conceptual
framework.
As already noted, according to Husserl’s view,
the meaning (sense) of a linguistic expression is an ideal, an abstract (Platonic) object, as it was for Frege and others.
However, for him the meaning of an expression can be instantiated by two fundamental
kinds of ephemeral intentional acts:
(a) A meaning-conferring intentional act (bedeutungsverleihende Akt or Bedeutungsintention), which relates to an
ideal object, abstracting its application to reality and disregarding truth-value
(for example, I think that my sunglasses could be in the drawer);
(b) A meaning-fulfilling intentional act (bedeutungserfüllende Akt), which relates
itself to the object actually given (for
example, while looking for my sunglasses
I open a drawer, where I find them).
In case (b) the object of the act
is not only intended, it is also given to us ‘in person,’ even if always
in perspectival ways, by means of distinct intuitions that can successively reinforce
one another. Finally, there is a third act, an act (c) of synthesis, through which we make ourselves aware that the object intended
in the meaning-giving intentional act is the
same as the object intended as actually given in the meaning-fulfilling intentional
act. For Husserl, with this last act we achieve awareness of truth and knowledge.
Consequently, according to him, truth is correspondence because it is the identity
of the object intended by the meaning-conferring act and the object intended by
the meaning-fulfilling act. As he writes, truth is ‘the complete agreement of what
is intended with what is given as such.’ (1980 vol. II/2, VI sec. 38) Knowing that
there can be an unlimited variety of perspectival acts of fulfillment, which can
be added to one another in order to warrant our knowledge of the object by giving
the experience increasing evidential value, he also writes:
When a presentative intention finds its ultimate fulfillment,
the genuine adaequatio rei et intellectus
is realized. The object is really presented as intended. So is the idea of all signitive
fulfillment. The intellect is the intention of thought, the intention of meaning.
Correspondence is realized when the intended object in the strict sense is given
to us as it is thought. (1980 II/2 VI, sec. 37)
This ‘correspondence’ as the identity
between the ‘objects’ of two intentions seems to me to be Husserl’s chief insight on the nature of truth, since the
process he describes is clearly at the origin of the pragmatics of adequation, as
developed in the present chapter.[35]
Now, we
can read meaning-conferring and meaning-fulfilling intentional acts as involving
the instantiations of two verifiability rules. What Husserl identifies as the meaning-conferring
intentional act can be approximated to the intention related to the verifiability
rule that isn’t effectively applied, but only taken into consideration – conceived
as applicable. In other words, we see
that it is possible for this rule to be definitely satisfied or applied, because
we know by means of rehearsal that we can to a greater or lesser extent imaginatively
apply it, as in the case of ?p. On the
other hand, what Husserl identifies as the meaning-fulfilling intentional act can
be approximated to the intention related to a verifiability rule in its effective
satisfaction or application within some actually given context. In the case where
it is expressed by an assertoric sentence, this verifiability rule is a semantic-cognitive
rule that can be said to be true or false in the sense that it can be shown to be
effectively applicable or not. In the case in which we effectively apply a verifiability
rule of the kind that can be expressed by an assertoric sentence, we are considering
the act of synthesis by means of which
the verifiability rule ?p, due to its
identity of content with q, is
considered effectively applicable in its proper context, which also confers truth
on p (├ p), making us aware of an actual fact that satisfies it.
32. Solving two Husserlian
Problems
Now, comparing the kind of empiricist
approach defended here with Husserl’s theory of truth, we see that we are able to
overcome two main drawbacks pointed out by his critics.
The first and more serious one is that working
only with intentional-phenomenal material, Husserl was unable to explain the linkage
of the object ‘in person’ with the object in itself, since this would require him
to go beyond the phenomena. As Günter Patzig concluded:
…the daring bridge called evidence intended to connect
the judgment with the fact had the drawback, rather unfortunate in a bridge that
it ended on the same side of the river from which it began. (1977: 194)
Our understanding of adequation
offers us a non-idealist way to overcome this limitation. As already noted, the
e-thought-rule expressed by ?p can be
approximated with what Husserl calls a meaning-conferring intention. And the e-thought-rule
expressed by !o can be approximated
to what Husserl called the meaning-fulfilling intentional act. Finally, the awareness
of the qualitative identity of content represented by ‘p = o,’ which brings
us to the conclusion ├p, can be approximated
to Husserl’s synthesis by means of which we reach truth by seeing that the objects
of the two acts are the same.
However, in doing this we do not need to follow Husserl in assuming some kind of idealism,
because according to our analysis existence is the effective applicability of a
conceptual rule, while the object of its application should only be conceived as
what satisfies the criteria that could be generated by the rule, and its ‘having
existence or reality’ is only its potentiality of having its conceptual rule effectively
applied to it. The same holds for the verifiability rule; this rule demands for
its effective application the satisfaction of criterial configurations by isomorphically
matching criterial configurations of the factual content belonging to the external
world as it presents itself to us. These external criterial tropical configurations,
in contrast, are manifestations of the empirical fact and are here not interpreted
internally as psychological configurations of sensory impressions, but externally, as real aspects of external facts
(that is, as tropes and constructions from tropes), insofar as they suitably satisfy
the definitional criterion of external reality in its inherent sense. These are
at least external aspects of what Husserl called the ‘object in person,’ but in
our case, even if being sub-factual contents, they are externally real non-mental
physico-material entities by definition.
We can say that a fact is externally real because:
(1)
This fact has the second-order dispositional property
of having its first-order verifiability rule effectively applicable to it, even
if this rule was never conceived or applied by any cognitive being.
(2)
Insofar as the effective applicability of the
verifiability rule to the external fact implies the satisfaction of the inherent
criterion of reality that defines what is externally real in the most natural sense
of the word (maximal intensity, independence of the will, interpersonal access,
conforming to expected regularities, possible causal interaction…).
This fact will rightly be called
a physico-material external fact, insofar as there is no skeptical scenario in view,
for in the absence of a skeptical scenario there is no sense in questioning
whether this external fact is not just inherently real, but also adherently
real. It would be senseless, simply because the concept of adherent reality is
a relative one, and the attempt to apply it in the absence of a skeptical
scenario would be an attempt to transform it into an absolute concept – which
can easily happen when the philosopher hasn’t yet learned to distinguish
inherent from adherent reality.
The second objection to Husserl’s view is that
the object is never given to us in its entirety. Since what we experience is always part of the object, it can
never really be given to us ‘in person.’ Husserl saw this problem and suggested
that the object could still be seen as a pure or empty X of ideal nature (1976, sec. 52).[36]
Here I partially agree with him. Also, in the
proposed view, it was assumed that neither the object nor the fact are perceptually
given to us in their entirety, with the consequence that we can never be absolutely
sure that what is given to our experience is the real object or fact. However, we
can infer that the object or fact is given with enough probability, with practical
certainty, assuming or postulating as warranted the evidence provided by the factually interpreted !o and, consequently, the corresponding
truth of p in the context of an adequate
linguistic practice, assuming that all other
things remain the same. As we saw, we can infer that we have seen a dolphin and
not just a rubber dolphin gliding over the water, and we can postulate what is given
to our experience as indisputable evidence, insofar as we assume that the context
of the expected observational practice is undefeated by unaccessed information.
Anyway, I agree that the compresent clusters
of tropes that constitute the objects, as much as the linked property-tropes and
the resulting facts, are in themselves inexhaustible. And this means that we can
never be absolutely certain that any of our semantic-cognitive criterial rules is
able to match such objects, properties or facts in order to warrant their existence
in an unchallengeable sense. However, the fact that we cannot be absolutely sure
of the external reality of what we have accepted as an external entity isn’t sufficient
to justify concluding that this
entity must be something belonging to a purely mental realm. Indeed, there is a
world of difference between the internal mentally-phenomenal
(the ‘phenomenological’ of philosophy) and the external materially-phenomenal
(the ‘natural phenomena’ of empirical science), which is conceptually warranted by satisfaction of the
axioms of externality, insofar as there is no relativizing skeptical scenario
in sight.
33. Truth and factual
existence again
Now we return to the problem posed
at the beginning of this chapter. There we asked whether the existence of a fact
isn’t the same thing as its truth, since truth is also a property of a verifiability
e-thought-content rule of being effectively applicable to a fact, which we have
also understood as a correspondence with a fact, as was expressed by the formal
identities (3) T‘p’ = C‘p’ = V‘p’ and
(4) ‘p’T*‘q’ = ‘p’C*‘q’ = ‘p’V*‘q’.
Nonetheless, we have also seen how to recognize
here a false dilemma. ‘Truth’ in its proper sense of correspondence, as an e-thought-truth
(propositional truth), can exist only as the result of the direct or indirect awareness of the effective applicability of a verifiability rule by at least one cognitive being, as we have
clearly shown in our many examples of the dynamic processes that lead us to regard
a verifiability e-thought rule as true or false. This amounts to the same thing
as to say that the e-thought-rule represents its corresponding fact. Consequently,
the variables V and V* should be understood as abbreviations
of such verifiability procedures. On the other hand, what we call a fact-truth,
the existence of a fact, requires the effective applicability of its verifiability
rule independently of our awareness of it, and thus even independently of the very
instantiation of the rule in some mind (Ch. IV, sec. 34-35).
As we also saw, this means that real or true
facts do not require the existence of epistemic subjects, existing without requiring
anything beyond the dispositional property of being the object of application of possible verifiability rules, while e-thought-rules
cannot be true without consisting of verifiability rules that are effectively applicable
because at least one epistemic subject exists in the awareness that they were or
could at some point be effectively applied to the corresponding facts. Because of
this, ‘truth’ is an epistemic term, while ‘existence’ is an ontological term. The
ontological (fact-truth) exists independently of the epistemic, while the epistemic
(thought-truth) requires the ontological (fact-truth) in order to exist, necessitating
for this at least one epistemic subject as a thought-bearer. This is why, despite
similarities, we attribute truth to e-thought-content-rules and existence in
the sense of reality to the facts that can be represented by them, while we do
not attribute reality to e-thought-rules in order to replace truth.
The distinction considered here helps us to better understand the
difference between the truth of a thought-content (thought-truth) and the existence
of a fact (fact-truth) in the verification procedure. Consider the identity of contents
verified in p = q. The existence or reality of the fact is assumed by q (representing a fact-truth), and
the truth of the thought-content is expressed by ├ p (expressing only a thought-truth). Even if p and q have qualitatively
identical semantic contents (i.e., express identical verifiability rules) in the
case of a true statement, the fact that they are differently identified on the symbolic
level points to the already indicated more substantial difference.
The role of the thought-truh can be
grasped in a more detailed way if we again consider the truth-making procedure described
in the case of Mrs. Rose’s unfortunate husband:
!r ~> ?p, {!r & !s &
!t & !u} ~> !q, p = q /├p
This whole action-schema presents
a verification procedure constitutive of the e-thought-content-rule of p endowed
with truth. That is, the verifiability e-thought rules expressed by r, s, t, u…
are at least partial constituents of the thought-content of p – of its whole cognitive
meaning. And I say ‘partial constituents’ because there are certainly many other
ways to verify p, many other possible ramifications of the verifiability procedure.
Moreover, r, s, t, u also have their own separate verification procedures constitutive
of their own e-thought-content-rules besides the indispensable central e-thought-content-rule
of p, which would be the direct verification of Mrs. Rose’s attempts to poison her
husband, which isn’t available to us. Meaning comes to be an extended, gradually
fading rule-complex, but since the above procedure is dependent on the direct verifiability
of Mrs. Rose’s attempts, the conceivability
of the last one comes to be an indispensable meaning-condition. Finally, if Mrs. Rose confesses her attempts to murder her husband, we have added something
very relevant for p’s truth.
34. The rule’s structural
mirroring of the world
Let us recall that for J. S. Mill
material substance was the ‘permanent or warranted possibility of sensations’ (Chap.
IV, sec. 20). We have corrected this idea. Not the matter or substance, but the
existence of the material object should
be approximated to its permanent possibility of sensations, since permanence is
always the same property, while objects can be endlessly diverse. Or, in our paraphrase,
external existence is the effective applicability of the semantic-cognitive rule
to entities of its proper domain or context, this effective applicability being
measured by the assumed satisfaction of a criterion of inherent reality. This suggests
a question: shouldn’t for Mill matter or substance most properly be the multiple
and variable configurations of ‘sensations,’ insofar as they are permanently accessible
to our experience? Or, in our more qualified direct realist paraphrase, aren’t the material entities (objects,
their properties, the facts composed by them) constituted by the countless variable
objective configurations of external physical property-tropes able to suitably satisfy
the axioms of externality necessarily required for the effective applicability of
their semantic-cognitive rules in the external world?
The answer to this question seems to be: ‘yes,
but not only.’ Indeed, dependent criterial configurations demand their isomorphic
match with independent external criterial configurations enabling the application
of semantic-cognitive rules, that is, mainly physico-material external quality-tropes
and constructions from them (objects, facts) that are able to satisfy the rules,
along with the expected satisfaction of the axioms of externality, since this allows
us to classify such tropes and combinations of independent tropes as belonging to
the external, material world.
This we already know. However, if it were only
this, how could these multiple and diversified configurations of tropes that satisfy
the criteria for the application of semantic-cognitive rules be conceived as belonging
to only one entity (a complex property,
a material object, a fact)? What is the glue that holds them together? How could
they be unified instead of remaining inevitably
dispersed? The plausible answer has been already suggested:
What unifies all the
aspects of an objective entity (property-tropes, individuals, facts) should be
logically structured in a way that mirrors the logical structure of the semantic-cognitive
rule.
Only in this inverted way would
external structures be able to unify the multitude of external criteria. They are
the totality of external criterial configurations, only a few of them being the configurations of tropes used
to satisfy – that is, isomorphically match – dependent criterial configurations,
though understood as belonging to the domain of the external world by satisfying
the criterion of inherent reality.
In more detail: an objective external entity,
be it (i) only a trope (complex or not, monadic or n-adic), be it (ii) a nuclear
cluster of tropes displaying compresence and having the specific tropical properties
constitutive of a material object, or be it (iii) any fact primarily conceived as
a tropical arrangement (in the given case inevitably including (i) and (ii))… they
should respectively mirror the same
logical structure of the semantic-cognitive rules by means of which we ascribe
predicative terms to (i), identify (ii) with nominal terms, and represent (iii)
with statements.
This is why we can apply semantic-cognitive
rules to a number of facets or aspects of an external entity and by these means identify the same entity as a whole; this is why a basal
e-thought-rule can by means of its component rules be isomorphic with the elements
of a grounding fact. This is only
possible because we assume that the perceived facets or aspects are associated with
unperceived facets or aspects in ways that are structurally similar to those
of the corresponding semantic-cognitive rules. In Chapter IV we used the rough metaphor
of two identical trees that touch one another at the tips of their ramifications:
on the one side, the dependent criterial configurations generated by the rule, on
the other, the external ones – the structured configurations of material/external
tropes (possibly complemented by mental/internal tropes, as in many complex physico-social
states of affairs).
A trivial example can show the plausibility
of the idea that a semantic-cognitive rule’s logical structure should mirror the
logical structure of the entity to which it applies, which on its side should be
mirrored in the structure of the rule. Suppose that one day I start driving to the
university, where I intend to hold a class. As I drive onto the freeway, I see that
there is less traffic than usual. I begin to ask myself if today is a holiday.[37] I do not have with me any smartphone
to check whether today is a holiday. However, some minutes later I arrive at the
university where I find that it is closed, and a security guard tells me that today
is a national holiday. Now, I have used ramifications of the verifiability rule
to confirm the truth of (I) ‘Today is a holiday.’ This is confirmed by three facts:
the symptom (a) that there is less traffic than usual on the freeway, the secondary
criterion (b) that the university is closed; and the (less) secondary criterion
(c) that when asked, a security guard informs
me that it is, in fact, a national holiday. From the thought-content of (i), I derived
ramifications of the verifiability rule which were the thought-contents of (a),
(b) and (c). But on the other hand, I can say that from the corresponding institutional
fact that it is a holiday, more completely stated as the grounding fact that today
is a national holiday, which was declared to be one by Congress
and was institutionalized as a law by publication in the official legal gazette... From this grounding fact (I*) inductively
follow sub-facts that can be used as symptoms or secondary criteria, such as (a*)
there are fewer cars than usual on the roads, (b*) the university is closed, and
(c*) if one asks a security guard, he will
certainly say that today is a holiday. That is: the same things that inferentially
follow from statement (I) as its verifying criteria or symptoms also follow from
the institutional grounding fact (I*) that today is a holiday, allowing a corresponding
multiplicity of matches. And this makes it sufficiently clear that the ramified
logical structure of the applied verifiability rule mirrors similarly ramified structural
relations of sub-facts derived from the grounding fact that today has been declared
a legal national holiday.
Nonetheless, it is also fundamental to perceive
that usually our awareness of most of these mirrored structures is merely putative. The structure of objective
reality is often more complex or is
only approximately
similar to that of our semantic-cognitive rules. Indeed, we usually assume that
our semantic-cognitive rules are inevitably fallible, insofar as they are directed
at the open world of experience. That
is, we only assume as probable that the
structures of the internal semantic-cognitive rules mirror the structures of their
external unifying references, which can in principle be corrected or even refuted
by new experiences, leading us to expansions or disavowals regarding the structures
of the semantic-cognitive rules. This can be the case with ascription rules, identification
rules, and verification rules, and is more explicitly shown by rules stated as laws of nature.
Summarizing: material objects, complex property-tropes
and facts must have proper unifying logical structures that explain
why the entities in question remain the same, even when experienced in different ways; and these structures
are thought to be mirrored by the many variable structures of the semantic-cognitive
rules that allow us to refer to them in unified ways.
35. Conclusion
The conclusion of this
chapter can be extended to the whole book. It was an attempt to restore and unify
some unjustly undervalued but intuitively fundamental ideas of the
linguistic-analytic tradition. Once their acceptability is revealed, it is
easier to see where they can be related to one another, building in this way
what seems a plausible systematic overview. If the arguments presented here are
essentially correct and well-grounded, then analytic philosophy of language should
follow a different trajectory, and the right method to learn could well be that
of ‘successive approximations’ (Haack 2016), instead of almost gratuitous
counter-intuitive challenging – going further by correcting and detailing the
rough sketches presented here.
Appendix to Chapter VI
Discovery of Wine
Notre époque est une époque de
misère sans art, c’est pitoyable. L’homme est nu, dépouillé de tout, même de sa
foi en lui.
[Our time is a time of misery without art, it is pitiable.
Man is naked, despoiled of all, even of his faith in himself.]
—Louis-Ferdinand Céline
The name of
poet was almost forgotten; that of orator was usurped by the sophists. A cloud
of critics, of compilers, of commentators, darkened the face of learning, and
the decline of genius was soon followed by the corruption of taste.
—Edward Gibbon
We have first raised
a dust and then complain we cannot see.
—Berkeley
Once one absurdity is accepted, the rest follows.
—Aristotle
There is a mythical story of the
discovery of wine, told by the humorist Millôr Fernandes in his book Fabulous Fables (1963), which I would like
to recall here. It goes as follows:
A traveler once needed to cross a desert. Since
he loved grapes, though not grape pits and skin, it occurred to him that in his
saddlebag he could bring with him not water but only the juice of crushed grapes. After a journey of three
days, he noticed that the juice had turned yellow, tasted different and was releasing
bubbles. After he had drunk this beverage, he noted that it made him feel much better
than usual, so much so that he judged this to be the most enjoyable trip of his
entire life! After his arrival, he told the news to his fellow travelers, who decided
to follow his example, making long journeys across the desert with heavy saddlebags
filled with the juice of crushed
grapes,
so that they could enjoy the same feeling of well-being. For a long time, this state
of affairs continued unchanged, until one day a stubborn camel refused to commence
a journey and for three days remained so to speak nailed to the same spot with the
grape juice on his back. To the surprise of the camel’s owner, the juice also changed
its color and taste and released bubbles. The news spread quickly. From the discovery
of fermentation to the bottling and commercialization of wine, it was hereafter
a very short step.
For me, this story illustrates the all too
easy ways in which we can go astray in developing our philosophical conjectures.
In a world plagued by a growing multiplication
of philosophical views, many of them inevitably standing on deeply equivocal foundations,
this difficulty can lead to dangerous disorientations that accumulate in
unappealing forms of escapism like skepticism, relativism, irrationalism and most
unexpected forms of sophistry[38]… not to speak of expansionist
scientism. Under these circumstances, the effort to achieve some comprehensive picture
– as was attempted here – could probably (though not certainly) furnish better guidance
by suggesting conclusions that have a better chance to impose themselves by the
cumulative force derived from the picture’s internal coherence.
My point should not be carried too far: the
above mentioned pitfalls have in one way or another always belonged to philosophy,
since it has always encouraged hopes that have subsequently been exposed as highly
questionable, even in the best of cases. In this regard, my hope concerning the
stories told in this book is still the same: I believe I have approached the
right comprehensive view of the cluster of conceptual structures centered in the
notions of reference and cognitive meaning, finding in this way the path that
could lead us to critical consensual truth. I see it as a multi-perspectival
alternative approach benefiting from some of the best insights of the history
of analytic and traditional philosophy. Something that should cut deeply into the inherited
wisdom of contemporary philosophy of language, having the potential to liberate
it from its main stalemates and to remap much of the field by bringing it back to
its most proper epistemic center. In this way it might offer us renewed hope of approaching science
in its liberalized sense as ‘consensualizable public
knowledge’ (Ziman 1968),[39] sparing the reader many long,
senseless journeys across the scorched desert sands of philosophically illusory arguments.
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[1] E. G. Stenius suggested that although rejecting the logical
atomism of the Tractatus, Wittgenstein
withholds the pictorial view in his later book, Philosophical Investigations, what is shown in his suggestion that the
photo of a boxer in a particular stance is a sentence-radical (Satzradical)
susceptible to different interpretations (like the varied possible illocutionary
forces of an utterance) (Cf. 1984c, sec.
22, note). The sentence-radical must possibly express an e-thought representing
a real person in a pictorial way.
[2] In a letter to Russell from 1919 Wittgenstein explained
that for him a thought consisted of psychical elements (Wittgenstein 1974). This
liberates him from Frege’s Platonist commitment.
[3] I follow here Stenius’ interpretation of
the Sachverhalt/Tatsache distinction (1964:
31).
[4] I will use the phrase ‘actual fact’ in the sense of an
epistemically objective real fact, understanding the word ‘objective’ in John Searle’s
sense of epistemically objective, which includes not only external
but also internal (psychological) facts, insofar as they are intersubjectively sharable.
(Cf. chapter IV, sec. 34)
[5] The analysis could certainly not
go further, requiring that there must be some
R1 relating F with a in Fa, etc. (Cf. Appendix
to Chapter III, sec. 1)
[6] We can intentionally produce factual
contents that we call true by acting in the world in order to change it in accordance
with our views. For this reason, constructivist philosophers followed Giambattista
Vico in the attempt to reverse the direction of fit
of the correspondence: we are the ultimate truthmakers. However, this is not correct.
Even in this case the truthmaker of the proposition, as the product of human action,
is the final fact in the world and not the idea that has produced human action.
That is: we can make the fact that makes the truth, but not the fact as truth.
[7] In my view, the addition of intentionality, the sense determines (bestimmt) the reference in Frege’s way of speaking, or turns into a
meaning-fulfilling intention (Bedeutungserfüllende
Intention) in Husserl’s way of speaking.
[8] To review the considered kind of inference, see Ch. II,
sec. 9; Ch. III, sec. 10.
[9] We remember here Alfred
Tarski’s disquotational formula, according to which ‘“p” is true in L ≡ p.’ Tarski’s approach has the great merit
of properly emphasizing the metalinguistic character of the truth-assignments in
a formal language (Cf. Tarski 1944: 341-375).
However, his formula does not overcome the philosophical problems of correspondence.
If we replace sentence p with Fa, Tarski’s theory does not provide criteria
that tell us why we should apply F to
the object referred to instead of to any
other object, and it does not consider the necessity of criteria for the reference
of the name a, which natural language requires. The task here is to review
his insight in order to integrate it in our maximalist approach.
[10] An at least virtual
interpersonal confirmation is here important. In my view, truth must be able to
ultimately satisfy an interpersonal consensus made authentic by its achievement
through adequate agreement within a critical
community of ideas (a community with equally competent members, with the
same rights of interaction, etc.), a point particularly relevant in regard to the
collective acceptance of complex law-like generalizations (Cf. Habermas 1983).
[11] I believe the anterograde
and retrograde procedures are a more explicit version of a distinction already present
in Husserlian phenomenology: the distinction between ‘truth as correctness’ (Wahrheit als Richtigkeit) and ‘truth as discoveredness’
(Wahrheit als Entdecktheit) respectively
(See Sokolowski 2000, Ch. 11).
[12] See my objections to
the private language argument in Chapter III, sec. 13 of the present book.
[13] My preferred moral theory
is two-tiered utilitarianism. According to this view, we should apply rule-utilitarianism
in ordinary situations, although in extreme situations, utilitarian rules are defeated
and we must turn to act-utilitarianism. (Hare 1981, Ch. 2)
[14] Leibniz’ original proof
can be found in his 1765, liv. IV, Ch. 7, Sec. 10.
[15] I say ‘to a certain extent’ because
different communities of ideas are not incommensurable,
as the relativist philosopher would like us
to believe. As Searle once noted, the Inuits’
historical origins
as told by anthropologists (crossing the Bering Strait circa 13,000
years ago) is nearer to the truth than the Inuits’ own creation myth (thrown out of a great crater that opened up in the earth…). And this is obvious to anyone who knows both belief-systems,
just as it would be to an Inuit who had studied anthropology
at Harvard.
[16] Popper treated absolute truth as a directive concept in
Chapter 10 of his Conjectures and Refutations.
Kant originated the view that there are directive concepts which lack a possible
basis in our experience, but are still able to perform the pragmatic function of
guiding our intellect in the direction of further syntheses. This was the case of
his ideas of reason. According to the
Critique of Pure Reason, they are concepts
that reason uses in its striving to unify our knowledge, though unable to find satisfaction
in sensory intuitions (1787, A 484, B 612).
[17] If q were only the direct expression of a factual content, we would
fall into a kind of strong externalism
that admits that part of our content-thought-meaning is a directly given fact in
the world (a ‘structured proposition’ or something of the kind). However, without
further qualification this view would demand too much from our epistemic powers,
leaving unexplained not only the possibility of falsity, but also the inevitable
fallibility of our supposed knowledge of truth.
[18] When I write of purely sensory truths, I am thinking of cases covering
false sensations and feelings, such as imaginary
pain induced
by hypnosis or an emotion that someone defensively substitutes for the true one.
[19] A deeper understanding will demand a response to the problem
of perception that will be attempted later in this chapter.
[20] I read this story many years
ago, although I am unable to find the source.
[21] Even though the phenomenal contents of o and o’
are similar, the whole factual
context must be very different, since at least the dispositional
properties of ‘the blue there’ must be completely different.
[22] Searle uses the expression ‘phenomenal appearance,’
but then we should distinguish the psychological
phenomenal appearance from its correlative physical
phenomenal appearance.
[23] It is true that fMRI measures brain activity by detecting changes
in blood flow, but blood flow and neuronal activation are coupled.
[24] For an admirably intelligent and
vivid defense of direct realism, rejecting the argument of illusion, see John Searle
2015.
[25] Kant defended a minimalist form of direct realism: all
that we are able to know is a multiplicity of in some way cognitively dependent
phenomena resting on an unknowable thing in itself (Ding an sich).
[26] There is no view from outside. One can use different conceptual
schemas (or languages) to say what something is for us. For example, I can say that
this computer is made of metallic and plastic pieces, and I can also say that it
is made of atoms. The macrophysical and microphysical schemas are complementary
ones, and they both inevitably explain how
something is for us.
[27] For similar lines of defense, see
Austin 1962, Ch. 2; Cornman 1975, Ch. 2 and 6; Dancy 1985, Ch. 10; Lowe 1992; Huemer
2001, Ch. VII. Huemer proposes that we should sharply distinguish the object of perception from its vehicle, and Lowe points out that the veil
of sensations must be seen as a bridge
or a window to the real world.
[28] Searle’s conclusion goes to
the point: ‘The whole discussion presupposes that I am actually seeing the table
throughout, for there is no way that the table could continue to present to me different
appearances from different points of view, if I were not actually seeing the table.’
(2004: 273) See also Huemer 2001: 119-124.
[29] It is the same mechanism of semantic derivation that
explains the archetypal truth-bearer considered in Chapter IV, sec. 30 of this book. See also Aristotle, Metaphysics 1003a, 33-37.
[30] For a more complete
exposition of this point, see Costa 2014: 145-157.
[31] This is where Lewisanism
– suggesting an infinite number of possible real
worlds and accepting only our own world as
real and actual – fails. We know that our existent, real, actual world, is distinct
from merely possible non-real worlds, because we know that the verifiability rules of the facts
of our world are (or could be) effectively applicable through the satisfaction of
axioms of externality. In my view, D. K. Lewis’ distinction between reality (inherent)
and actuality (1986, Ch. 1) is a distinction without a difference that loses its
teeth when we pay sufficient
attention to the ways we can effectively attribute reality to a world.
[32] Hilary Putnam rejects
the skeptical possibility that one could be a brain in a vat, hallucinating an unreal
virtual reality produced by a supercomputer on the planet Omega or simply by
chance (1981, Ch. 1). However, his objection is controversial, to say the least.
According to Putnam’s externalist point of view, if I am a brain in a vat, in order
to have thoughts like those of brain, vat, water, etc., I need to be in causal contact with these things; hence,
once I have these thoughts, I cannot be a brain in a vat. The problem with Putnam’s
argument, as some have noted, is that it ignores the flexibility of language. Unless you are a staunch externalist on meaning, there is no good reason to believe that electrical
patterns in the brain cannot misleadingly appear to us as brains, vats, water, etc.
They could be falsely represented and intended as such, assuming that various outside factors (like the supercomputer on the planet Omega or anything belonging
to a comparatively real external world) could systematically produce these patterns.
Anyway, if you still believe in Putnam’s argument you can choose another skeptical
hypothesis like that of a realistic dream or appeal to ‘recently envatted brains.’
(See DeRose & Warfield, eds., 1999, Preface)
[33] Calling p any trivial proposition about the external
world, s a person, h a skeptical hypothesis, and K the knowledge operator, the modus tollens skeptical argument has the
form 1. ~sKh, 2. sKp → sKh, 3. Hence ~sKp.
The modus ponens anti-skeptical argument
has the form 1. sKp, 2. sKp → sK~h, 3. sK~h. (Cf. Costa 2014, Ch.
6.)
[34] One example of this kind of confusion is offered by
Rudolf Carnap’s conclusion that his external question about the existence of
the external ‘thing-world’ in its totality must be answered by means of an
irrational decision to accept the system, a pragmatic fiat (1947). For us, either this is an inherent question to be
answered affirmatively or it is an adherent meaningless pseudo-question.
[35] Husserl in fact distinguished
four different concepts of truth. However, the question of their justification is
controversial. (Husserl 1980, II, VI,
sec. 39; Cf. Tugendhat 1970: 91 f.)
[36] Peter Simons summarized
Husserl’s view of intentional objects as follows: ‘In particular, each noema has
a kernel or nucleus which consists of three elements: a substratum, a set of qualitative
moments, and modes of fulfillment of these qualities.
What he calls a pure or empty X is the
subject of predicates that are intended in the nucleus and which are more or less
intuitively fulfilled. …this X is not
a further concrete constituent in the noema; it is an abstract form occurring in
it.’ (Simons 1995: 127)
[37]
I do not
consider the many ways I have to verify this hypothesis; but I know very well
the implications of its falsification. One of them is that I will not hold any
class today; another is that I am wasting my time going to the university. As we have seen (Ch. V, sec. 1), these inferences
are more or less derived from my awareness
of the meaning of the supposition that today is a holiday, though they do not belong to its meaning.
[38] See, for instance, Frankfurt 2005.
[39] This is an all-embracing intuitive
definition of science as any knowledge already able, within the appropriate community of ideas, to achieve legitimate consensual truth concerning its results.
This has been impossible for philosophy due to a lack of consensus regarding fundamental assumptions concerning methodology
and starting points (Costa 2002, Ch. 2). But, if the views defended in the present
book are substantially right, we now have a
better chance to lift some issues of theoretical philosophy to a less speculative
stage.
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